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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 57 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 PUT CAVA GROUP INC 61,000.0 $4.9M 0.00% -22K -26.8% $80.90
1122 CALL LITHIUM AMERS CORP NEW 1,246,400.0 $4.9M 0.00% -217K -14.8% $3.95
1123 PUT VOLATILITY SHS TR 324,200.0 $4.9M 0.00% -43K -11.7% $15.17
1124 PUT CRH PLC 46,700.0 $4.9M 0.00% -56K -54.4% $105.12
1125 CALL LIQUIDIA CORPORATION 129,900.0 $4.9M 0.00% -252K -66.0% $37.74
1126 PAAS PAN AMERN SILVER CORP Basic Materials 89,714.0 $4.9M 0.00% +2K +2.1% $54.63 -23.5%
1127 CALL NVENT ELEC PLC 41,400.0 $4.9M 0.00% +35K +546.9% $118.28
1128 CALL AFLAC INC 44,600.0 $4.9M 0.00% -28K -38.1% $109.71
1129 CALL LUMEN TECHNOLOGIES INC 703,100.0 $4.9M 0.00% -535K -43.2% $6.95
1130 EOSE EOS ENERGY ENTERPRISES INC Industrials 984,329.0 $4.9M 0.00% -1.3M -56.2% $4.96 -16.7%
1131 PUT PLAINS ALL AMERN PIPELINE L 218,300.0 $4.9M 0.00% +84K +63.0% $22.33
1132 NCLH NORWEGIAN CRUISE LINE HLDGS Consumer Cyclical 260,450.0 $4.9M 0.00% NEW $18.70 +4.1%
1133 CALL COGENT COMM HOLDINGS INC 258,400.0 $4.9M 0.00% -6K -2.3% $18.84
1134 CALL SIBANYE STILLWATER LTD 394,000.0 $4.9M 0.00% -54K -12.1% $12.32
1135 CALL CAVCO INDS INC DEL 10,000.0 $4.8M 0.00% +10K +4900.0% $484.29
1136 IEF ISHARES TR 50,658.0 $4.8M 0.00% NEW $95.44 -1.7%
1137 LULU LULULEMON ATHLETICA INC Consumer Cyclical 31,540.0 $4.8M 0.00% -42K -57.3% $153.10 -24.0%
1138 CALL COGNIZANT TECHNOLOGY SOLUTIO 78,400.0 $4.8M 0.00% NEW $61.35
1139 PUT IONIS PHARMACEUTICALS INC 63,900.0 $4.8M 0.00% -19K -22.6% $75.09
1140 CALL MEDLINE INC 107,600.0 $4.8M 0.00% +58K +119.1% $44.50
Page 57 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%