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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 56 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 PUT ASTRAZENECA PLC 25,800.0 $5.1M 0.00% NEW $197.22
1102 CALL LOGITECH INTL S A 55,700.0 $5.1M 0.00% +4K +8.0% $91.12
1103 PUT TOWER SEMICONDUCTOR LTD 28,900.0 $5.1M 0.00% +3K +11.6% $175.48
1104 CALL RUSH STREET INTERACTIVE INC 232,900.0 $5.1M 0.00% +90K +63.1% $21.75
1105 PUT VENTURE GLOBAL INC 319,700.0 $5.0M 0.00% -180K -36.0% $15.76
1106 CALL BRAZE INC 213,100.0 $5.0M 0.00% +170K +396.7% $23.61
1107 CALL ETF OPPORTUNITIES TRUST 897,100.0 $5.0M 0.00% +15K +1.8% $5.58
1108 PUT ABERCROMBIE & FITCH CO 54,700.0 $5.0M 0.00% -101K -64.9% $91.37
1109 CALL BAKER HUGHES COMPANY 81,800.0 $5.0M 0.00% -71K -46.6% $61.05
1110 CALL INTERCONTINENTAL EXCHANGE IN 31,700.0 $5.0M 0.00% NEW $157.28
1111 CALL TRI POINTE HOMES INC 106,600.0 $5.0M 0.00% +106K +10000.0% $46.73
1112 CALL ATI INC 34,200.0 $5.0M 0.00% -15K -30.1% $145.46
1113 CALL AXON ENTERPRISE INC 11,700.0 $5.0M 0.00% -36K -75.4% $424.69
1114 CALL HEICO CORP NEW 18,100.0 $5.0M 0.00% +17K +1710.0% $274.20
1115 CALL BILIBILI INC 219,900.0 $5.0M 0.00% -142K -39.1% $22.56
1116 CALL SEALSQ CORP 1,892,600.0 $5.0M 0.00% -150K -7.3% $2.62
1117 PUT HERTZ GLOBAL HLDGS INC 1,074,300.0 $5.0M 0.00% +104K +10.7% $4.61
1118 PUT GARMIN LTD 21,300.0 $4.9M 0.00% +17K +384.1% $232.01
1119 PUT ROCKET COS INC 346,600.0 $4.9M 0.00% -817K -70.2% $14.25
1120 PUT ALIGN TECHNOLOGY INC 28,800.0 $4.9M 0.00% -32K -52.6% $171.43
Page 56 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%