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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 55 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 CALL VOLATILITY SHS TR 117,800.0 $5.3M 0.00% NEW $44.79
1082 PUT CUMMINS INC 9,800.0 $5.3M 0.00% +1K +16.7% $538.02
1083 PUT COUPANG INC 279,200.0 $5.3M 0.00% +95K +51.4% $18.88
1084 PUT ENTERGY CORP NEW 46,900.0 $5.3M 0.00% +42K +801.9% $112.36
1085 CALL FTAI AVIATION LTD 21,500.0 $5.3M 0.00% -5K -17.6% $245.00
1086 PUT BUNGE GLOBAL SA 41,400.0 $5.3M 0.00% -53K -56.3% $127.20
1087 CALL NAVITAS SEMICONDUCTOR CORP 600,400.0 $5.3M 0.00% -310K -34.1% $8.77
1088 PUT ETSY INC 105,200.0 $5.3M 0.00% -77K -42.3% $49.98
1089 CALL OMNICOM GROUP INC 69,800.0 $5.3M 0.00% +47K +203.5% $75.31
1090 CALL INTELLIA THERAPEUTICS INC 407,900.0 $5.2M 0.00% -44K -9.7% $12.82
1091 CALL INVESCO DB MULTI-SECTOR COMM 196,300.0 $5.2M 0.00% NEW $26.58
1092 PUT AMERICAN INTL GROUP INC 68,800.0 $5.2M 0.00% -48K -41.1% $75.25
1093 SLVR SPROTT FDS TR 87,438.0 $5.2M 0.00% +12K +15.9% $59.18 -20.6%
1094 CALL OREILLY AUTOMOTIVE INC 55,800.0 $5.2M 0.00% -16K -22.6% $92.31
1095 PUT SUNRUN INC 378,400.0 $5.1M 0.00% -1.2M -75.3% $13.56
1096 CALL RUBRIK INC. 104,600.0 $5.1M 0.00% +700.0 +0.7% $48.97
1097 CALL SELLAS LIFE SCIENCES GROUP I 1,207,400.0 $5.1M 0.00% NEW $4.23
1098 PUT REVOLUTION MEDICINES INC 52,500.0 $5.1M 0.00% +40K +330.3% $97.25
1099 CALL QUANTUMSCAPE CORP 799,700.0 $5.1M 0.00% -2.0M -71.5% $6.38
1100 CNQ CANADIAN NAT RES LTD MED TER Energy 104,671.0 $5.1M 0.00% +88K +522.1% $48.73 -10.4%
Page 55 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%