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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 53 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 CALL ALNYLAM PHARMACEUTICALS INC 16,900.0 $5.6M 0.00% +4K +33.1% $330.87
1042 CALL GARTNER INC 35,300.0 $5.6M 0.00% +24K +226.8% $158.34
1043 CALL ARES CAPITAL CORP 310,100.0 $5.6M 0.00% +145K +88.2% $18.02
1044 XLY SELECT SECTOR SPDR TR 51,226.0 $5.6M 0.00% NEW $108.98 +6.0%
1045 CALL CAPRI HOLDINGS LIMITED 316,600.0 $5.6M 0.00% +218K +220.8% $17.62
1046 STZ CONSTELLATION BRANDS INC Consumer Defensive 37,176.0 $5.6M 0.00% +33K +749.5% $150.00 -11.3%
1047 CALL PAYCHEX INC 60,500.0 $5.6M 0.00% +27K +78.5% $92.12
1048 PUT TRANSOCEAN LTD 835,600.0 $5.5M 0.00% -445K -34.7% $6.63
1049 PUT TPG INC 135,800.0 $5.5M 0.00% +135K +10000.0% $40.51
1050 CALL GLOBALFOUNDRIES INC 123,600.0 $5.5M 0.00% +86K +227.8% $44.48
1051 PUT BRIDGEBIO PHARMA INC 74,000.0 $5.5M 0.00% +53K +245.8% $74.26
1052 PUT BEST BUY INC 85,400.0 $5.5M 0.00% -132K -60.7% $64.20
1053 CALL J P MORGAN EXCHANGE TRADED F 98,600.0 $5.5M 0.00% NEW $55.52
1054 CALL FLEXTRONICS INTL LTD 83,600.0 $5.5M 0.00% +58K +230.4% $65.46
1055 CALL ELDORADO GOLD CORP NEW 159,200.0 $5.5M 0.00% +36K +29.1% $34.33
1056 PUT VANGUARD WORLD FD 8,500.0 $5.5M 0.00% -3K -26.7% $641.98
1057 CALL RH 39,000.0 $5.5M 0.00% -22K -35.8% $139.82
1058 KGS KODIAK GAS SVCS INC Energy 93,252.0 $5.4M 0.00% +73K +362.8% $58.32 +10.9%
1059 PUT JOHNSON CONTROLS INTERNATION 41,500.0 $5.4M 0.00% -57K -57.7% $130.95
1060 CAH CARDINAL HEALTH INC Healthcare 25,707.0 $5.4M 0.00% +2K +7.8% $211.31 +8.2%
Page 53 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%