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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 52 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 FXI ISHARES TR 159,011.0 $5.7M 0.00% +135K +569.8% $35.90 -3.8%
1022 PUT VANGUARD MUN BD FDS 114,400.0 $5.7M 0.00% +106K +1200.0% $49.89
1023 CALL FUTU HLDGS LTD 41,700.0 $5.7M 0.00% -119K -74.1% $136.76
1024 CALL AGILENT TECHNOLOGIES INC 50,000.0 $5.7M 0.00% +24K +95.3% $113.98
1025 CALL VALARIS LTD 58,100.0 $5.7M 0.00% -14K -19.0% $98.04
1026 PUT TEXAS PACIFIC LAND CORPORATI 12,000.0 $5.7M 0.00% NEW $474.56
1027 CALL GDS HLDGS LTD 141,300.0 $5.7M 0.00% +41K +41.4% $40.29
1028 PUT DRAFTKINGS INC NEW 263,200.0 $5.7M 0.00% -171K -39.4% $21.62
1029 COPX GLOBAL X FDS 74,508.0 $5.7M 0.00% NEW $76.35 -2.2%
1030 CALL PURECYCLE TECHNOLOGIES INC 1,094,600.0 $5.7M 0.00% -333K -23.3% $5.19
1031 CALL STMICROELECTRONICS N V 164,300.0 $5.7M 0.00% -76K -31.7% $34.55
1032 PUT ROPER TECHNOLOGIES INC 16,000.0 $5.7M 0.00% +14K +661.9% $353.86
1033 CALL PNC FINL SVCS GROUP INC 27,200.0 $5.7M 0.00% -12K -29.9% $208.09
1034 CALL COMFORT SYS USA INC 4,100.0 $5.7M 0.00% -600.0 -12.8% $1378.99
1035 CALL RESTAURANT BRANDS INTL INC 76,200.0 $5.6M 0.00% +3K +3.5% $73.90
1036 CALL NEXTNAV INC 351,400.0 $5.6M 0.00% -374K -51.5% $16.02
1037 CALL GSK PLC 102,000.0 $5.6M 0.00% -53K -34.3% $55.19
1038 PUT BANK NEW YORK MELLON CORP 47,400.0 $5.6M 0.00% -14K -22.9% $118.63
1039 UUUU ENERGY FUELS INC Energy 307,525.0 $5.6M 0.00% +209K +213.5% $18.25 -36.1%
1040 KKR KKR & CO INC Financial Services 60,647.0 $5.6M 0.00% NEW $92.50 +11.1%
Page 52 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%