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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 446 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8901 DH DEFINITIVE HEALTHCARE CORP Healthcare 46.0 $56.0 -1K -96.5% $1.22 -30.0%
8902 ETF OPPORTUNITIES TRUST 60.0 $55.0 NEW $0.92
8903 PUT GLIMPSE GROUP INC 100.0 $51.0 NEW $0.51
8904 GGRP GLIMPSE GROUP INC Technology 100.0 $51.0 -12K -99.2% $0.51 +58.8%
8905 WCBR WISDOMTREE TR 2.0 $49.0 NEW $24.50 +33.4%
8906 SIEB SIEBERT FINL CORP Financial Services 25.0 $48.0 -10.0 -28.6% $1.92 -7.3%
8907 PUT DIGINEX LTD 100.0 $48.0 -2K -93.8% $0.48
8908 PUT BIOCERES CROP SOLUTIONS CORP 100.0 $44.0 NEW $0.44
8909 VIRC VIRCO MFG CO Consumer Cyclical 7.0 $42.0 NEW $6.00 -0.3%
8910 UHT UNIVERSAL HEALTH RLTY INCOME Real Estate 1.0 $40.0 NEW $40.00 +5.7%
8911 ADNT ADIENT PLC Consumer Cyclical 2.0 $40.0 -25K -100.0% $20.00 +7.9%
8912 CENNTRO INC 333.0 $39.0 -831.0 -71.4% $0.12
8913 DFIC DIMENSIONAL ETF TRUST 1.0 $35.0 NEW $35.00 +8.3%
8914 AETH BITWISE FUNDS TRUST 1.0 $34.0 NEW $34.00 -4.2%
8915 PUT BIOATLA INC 200.0 $32.0 -400.0 -66.7% $0.16
8916 UEIC UNIVERSAL ELECTRS INC Technology 7.0 $28.0 NEW $4.00 +1.0%
8917 NREF NEXPOINT REAL ESTATE FIN INC Real Estate 2.0 $26.0 NEW $13.00 +17.2%
8918 CASI PHARMACEUTICALS INC 228.0 $25.0 +95.0 +71.4% $0.11
8919 HEAL GLOBAL X FDS 1.0 $23.0 NEW $23.00 +7.9%
8920 CALL GREEN DOT CORP 100.0 $22.0 -2K -94.1% $0.22
Page 446 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%