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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 445 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8881 PUT EXPENSIFY INC 100.0 $87.0 $0.87
8882 FBP FIRST BANCORP CORPORATION Financial Services 4.0 $85.0 NEW $21.25 +13.5%
8883 CALL FRANKLIN TEMPLETON DIGITAL H 100.0 $83.0 NEW $0.83
8884 CALL TITAN MNG CORP 100.0 $82.0 NEW $0.82
8885 SURG SURGEPAYS INC Technology 109.0 $81.0 -703.0 -86.6% $0.74 -32.4%
8886 CALL SOLAI LIMITED 100.0 $78.0 NEW $0.78
8887 HGV HILTON GRAND VACATIONS INC Consumer Cyclical 2.0 $78.0 NEW $39.00 +24.1%
8888 CALL SURGEPAYS INC 100.0 $75.0 -1K -92.3% $0.75
8889 CELULARITY INC 55.0 $73.0 -5K -98.8% $1.33
8890 RLY SSGA ACTIVE ETF TR 2.0 $72.0 NEW $36.00 +2.1%
8891 PUT UPLAND SOFTWARE INC 100.0 $66.0 $0.66
8892 COLLPLANT BIOTECHNOLOGIES LT 118.0 $63.0 NEW $0.53
8893 PUT DOCGO INC 100.0 $62.0 NEW $0.62
8894 BCSF BAIN CAP SPECIALTY FIN INC Financial Services 5.0 $62.0 NEW $12.40 +6.5%
8895 GTIM GOOD TIMES RESTAURANTS INC Consumer Cyclical 53.0 $62.0 NEW $1.17 +9.4%
8896 PUT SKYE BIOSCIENCE INC 100.0 $61.0 -2K -96.2% $0.61
8897 CHIQ GLOBAL X FDS 3.0 $59.0 -129.0 -97.7% $19.67 -5.7%
8898 EVCM EVERCOMMERCE INC Technology 5.0 $57.0 NEW $11.40 -6.2%
8899 CALL EXACT SCIENCES CORP 69,900.0 $57.0 +38K +117.8% $0.00
8900 GOOW ROUNDHILL ETF TRUST 1.0 $57.0 -24.0 -96.0% $57.00 +35.2%
Page 445 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%