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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 444 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8861 CALL TREACE MED CONCEPTS INC 100.0 $134.0 -4K -97.2% $1.34
8862 THEMES ETF TR 42.0 $133.0 NEW $3.17
8863 THEMES ETF TR 121.0 $125.0 NEW $1.03
8864 TSLR GRANITESHARES ETF TR 6.0 $124.0 -28K -100.0% $20.67 +26.0%
8865 PUT LUNAI BIOWORKS INC 300.0 $122.0 NEW $0.41
8866 PUT ZEVIA PBC 100.0 $117.0 $1.17
8867 CALL GOOD TIMES RESTAURANTS INC 100.0 $117.0 $1.17
8868 VTEX VTEX Technology 29.0 $116.0 NEW $4.00 -10.5%
8869 PUT EXACT SCIENCES CORP 25,400.0 $115.0 +3K +12.9% $0.00
8870 PUT LITE STRATEGY INC 100.0 $115.0 -300.0 -75.0% $1.15
8871 CALL TRINITY BIOTECH INVT LTD 200.0 $108.0 -12K -98.3% $0.54
8872 CALL FLUX PWR HLDGS INC 100.0 $107.0 -700.0 -87.5% $1.07
8873 PUT VOLITIONRX LTD 500.0 $101.0 NEW $0.20
8874 NGEN NERVGEN PHARMA CORP Healthcare 27.0 $101.0 NEW $3.74 -44.4%
8875 ONL ORION PROPERTIES INC Real Estate 47.0 $101.0 -190.0 -80.2% $2.15 +39.6%
8876 BIGY TIDAL TRUST II 2.0 $97.0 NEW $48.50 +10.0%
8877 FLGR FRANKLIN TEMPLETON ETF TR 3.0 $93.0 NEW $31.00 +9.0%
8878 PUT ENLIVEX LTD 100.0 $93.0 -200.0 -66.7% $0.93
8879 PUT THE BRAND HOUSE COLLECTIVE I 100.0 $92.0 NEW $0.92
8880 TELA TELA BIO INC Healthcare 143.0 $88.0 +140.0 +4666.7% $0.62 +44.6%
Page 444 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%