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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 442 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8821 SMDD PROSHARES TR 21.0 $238.0 NEW $11.33 -22.4%
8822 CALL SPERO THERAPEUTICS INC 100.0 $234.0 -1K -91.7% $2.34
8823 PUT ACCENDRA HEALTH INC 100.0 $228.0 -2K -96.2% $2.28
8824 LNTH LANTHEUS HLDGS INC Healthcare 3.0 $227.0 -365.0 -99.2% $75.67 +36.1%
8825 PUT FULL HSE RESORTS INC 100.0 $225.0 NEW $2.25
8826 HF FOODS GROUP INC 120.0 $222.0 NEW $1.85
8827 FC FRANKLIN COVEY CO Industrials 14.0 $221.0 -41.0 -74.5% $15.79 +49.9%
8828 FSS FEDERAL SIGNAL CORP Industrials 2.0 $216.0 -12.0 -85.7% $108.00 +4.3%
8829 CON CONCENTRA GROUP HOLDINGS PAR Healthcare 10.0 $214.0 NEW $21.40 +18.3%
8830 CD CHAINCE DIGITAL HOLDINGS INC Technology 54.0 $214.0 NEW $3.96 +86.5%
8831 PUT GREEN DOT CORP 100.0 $210.0 -100.0 -50.0% $2.10
8832 RPAY REPAY HLDGS CORP Technology 80.0 $208.0 -28K -99.7% $2.60 +34.2%
8833 SPOK SPOK HLDGS INC Healthcare 19.0 $207.0 -51.0 -72.9% $10.89 +0.6%
8834 PUT TENAYA THERAPEUTICS INC 300.0 $207.0 -12K -97.5% $0.69
8835 CALL SACHEM CAP CORP 200.0 $202.0 NEW $1.01
8836 CUE BIOPHARMA INC 875.0 $201.0 -2K -65.8% $0.23
8837 PUT LASER PHOTONICS CORP 200.0 $200.0 -4K -94.7% $1.00
8838 CXAI CXAPP INC Technology 1,099.0 $198.0 +132.0 +13.7% $0.18 +0.7%
8839 CALL SIEBERT FINL CORP 100.0 $192.0 $1.92
8840 CPSS CONSUMER PORTFOLIO SVCS INC Financial Services 24.0 $185.0 NEW $7.71 +24.2%
Page 442 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%