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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 440 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8781 PUT ORAMED PHARMACEUTICALS INC 100.0 $340.0 NEW $3.40
8782 PUT LESLIES INC 300.0 $336.0 -400.0 -57.1% $1.12
8783 CALL FISCALNOTE HOLDINGS INC 1,300.0 $331.0 -200.0 -13.3% $0.25
8784 PUT VENU HLDG CORP 100.0 $331.0 NEW $3.31
8785 CALL TRANSACT TECHNOLOGIES INC 100.0 $329.0 -800.0 -88.9% $3.29
8786 PUT WM TECHNOLOGY INC 500.0 $329.0 -52K -99.1% $0.66
8787 PUT INSIGHT MOLECULAR DIA INC 100.0 $328.0 $3.28
8788 DTCX DATACENTREX INC Technology 153.0 $328.0 -1K -87.7% $2.14 +0.8%
8789 CALL CAESARSTONE LTD 300.0 $321.0 NEW $1.07
8790 INSE INSPIRED ENTMT INC Consumer Cyclical 45.0 $320.0 NEW $7.11 -1.0%
8791 FHTX FOGHORN THERAPEUTICS INC Healthcare 66.0 $315.0 NEW $4.77 -11.6%
8792 ETF OPPORTUNITIES TRUST 191.0 $311.0 -473.0 -71.2% $1.63
8793 PUT YATSEN HLDG LTD 100.0 $308.0 $3.08
8794 REFR RESEARCH FRONTIERS INC Technology 332.0 $305.0 NEW $0.92 -18.4%
8795 AROW ARROW FINL CORP Financial Services 9.0 $302.0 NEW $33.56 +9.7%
8796 CALL MAXEON SOLAR TECHNOLOGIES LT 200.0 $302.0 NEW $1.51
8797 TRINITY BIOTECH INVT LTD 555.0 $300.0 NEW $0.54
8798 PUT EXAGEN INC 100.0 $300.0 NEW $3.00
8799 CVY INVESCO EXCHANGE TRADED FD T 11.0 $297.0 NEW $27.00 +7.0%
8800 PUT RED ROBIN GOURMET BURGERS IN 100.0 $293.0 NEW $2.93
Page 440 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%