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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 437 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8721 CALL TOWNSQUARE MEDIA INC 100.0 $543.0 $5.43
8722 SOL STRATEGIES INC 552.0 $543.0 -3K -85.9% $0.98
8723 ADBG THEMES ETF TR 118.0 $541.0 -5K -97.5% $4.58 -5.1%
8724 CALL TUNIU CORP 700.0 $539.0 $0.77
8725 CALL SLEEP NUMBER CORP 300.0 $538.0 -22K -98.7% $1.79
8726 GROW U S GLOBAL INVS INC Financial Services 213.0 $528.0 NEW $2.48 +4.9%
8727 CALL SILENCE THERAPEUTICS PLC 100.0 $527.0 $5.27
8728 PUT PROTARA THERAPEUTICS INC 100.0 $521.0 NEW $5.21
8729 PUT YIREN DIGITAL LTD 300.0 $516.0 -4K -92.7% $1.72
8730 LKFN LAKELAND FINL CORP Financial Services 9.0 $516.0 NEW $57.33 +4.9%
8731 CALL BRAGG GAMING GROUP INC 300.0 $516.0 -17K -98.3% $1.72
8732 PUT FISCALNOTE HOLDINGS INC 2,000.0 $510.0 -20K -91.0% $0.26
8733 III INFORMATION SVCS GROUP INC Technology 133.0 $510.0 -4K -96.9% $3.83 +12.0%
8734 ONEQ FIDELITY COMWLTH TR 6.0 $509.0 NEW $84.83 +23.4%
8735 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 46.0 $498.0 -3K -98.5% $10.83 +0.6%
8736 CALL GREYSTONE HOUSING IMPACT INV 100.0 $492.0 NEW $4.92
8737 CALL DIGIMARC CORP NEW 100.0 $491.0 -500.0 -83.3% $4.91
8738 IVOL KRANESHARES TRUST 26.0 $486.0 -10K -99.8% $18.69 -4.4%
8739 PUT CUE BIOPHARMA INC 2,100.0 $482.0 +2K +950.0% $0.23
8740 CALL FOGHORN THERAPEUTICS INC 100.0 $478.0 $4.78
Page 437 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%