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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 436 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8701 PUT NATIONAL CINEMEDIA INC 200.0 $610.0 $3.05
8702 CALL TRINSEO PLC 5,800.0 $609.0 +400.0 +7.4% $0.10
8703 CUT INVESCO EXCH TRADED FD TR II 21.0 $601.0 NEW $28.62 -5.4%
8704 RSPC INVESCO EXCHANGE TRADED FD T 16.0 $598.0 NEW $37.38 +0.2%
8705 ETF OPPORTUNITIES TRUST 21.0 $597.0 -387.0 -94.8% $28.43
8706 CALL ZURA BIO LTD 100.0 $595.0 -800.0 -88.9% $5.95
8707 CALL QUEST RESOURCE HLDG CORP 500.0 $594.0 $1.19
8708 KTCC KEY TRONIC CORP Technology 217.0 $592.0 +211.0 +3516.7% $2.73 +18.6%
8709 PUT PAYSIGN INC 100.0 $590.0 NEW $5.90
8710 CBAT CBAK ENERGY TECHNOLOGY INC Industrials 704.0 $582.0 -1K -63.1% $0.83 +2.8%
8711 PUT DLH HLDGS CORP 100.0 $582.0 NEW $5.82
8712 CALL GRANITE PT MTG TR INC 400.0 $580.0 NEW $1.45
8713 PUT RE/MAX HLDGS INC 100.0 $576.0 NEW $5.76
8714 COMT ISHARES U S ETF TR 17.0 $574.0 NEW $33.76 +2.2%
8715 FCEL FUELCELL ENERGY INC Industrials 87.0 $568.0 -29K -99.7% $6.53 +284.1%
8716 RMAX RE/MAX HLDGS INC Real Estate 97.0 $558.0 NEW $5.75 +65.4%
8717 CALL AIFU INC 400.0 $556.0 -2K -81.0% $1.39
8718 AUDC AUDIOCODES LTD Technology 66.0 $555.0 -2K -97.1% $8.41 +8.6%
8719 LSAK LESAKA TECHNOLOGIES INC Technology 108.0 $549.0 NEW $5.08 -0.9%
8720 AIS TIDAL TRUST III 13.0 $544.0 -158.0 -92.4% $41.85 +82.1%
Page 436 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%