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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 435 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8681 PUT AMPCO-PITTSBURG CORP 100.0 $672.0 -400.0 -80.0% $6.72
8682 PUT OVID THERAPEUTICS INC 300.0 $666.0 -7K -95.8% $2.22
8683 INVESTMENT MANAGERS SER TR I 40.0 $664.0 NEW $16.60
8684 CALL CBAK ENERGY TECHNOLOGY INC 800.0 $661.0 -3K -78.4% $0.83
8685 LRGF ISHARES TR 10.0 $660.0 -24.0 -70.6% $66.00 +14.4%
8686 KEN KENON HLDGS LTD Utilities 8.0 $658.0 -80.0 -90.9% $82.25 +14.4%
8687 PUT REKOR SYSTEMS INC 800.0 $656.0 -18K -95.8% $0.82
8688 PUT NEXXEN INTL LTD 100.0 $652.0 -600.0 -85.7% $6.52
8689 PUT OPTIMUM COMMUNICATIONS INC 500.0 $650.0 -10K -95.3% $1.30
8690 AIVI WISDOMTREE TR 12.0 $649.0 NEW $54.08 +6.6%
8691 PUT INVESTCORP CR MGMT BDC INC 400.0 $648.0 NEW $1.62
8692 ZH ZHIHU INC Communication Services 226.0 $641.0 -11K -97.9% $2.84 +3.7%
8693 CALL AUDIOEYE INC 100.0 $637.0 -17K -99.4% $6.37
8694 PUT SAFE BULKERS INC 100.0 $633.0 -2K -94.1% $6.33
8695 CALL AWARE INC MASS 500.0 $625.0 $1.25
8696 LCDL GRANITESHARES ETF TR 276.0 $618.0 NEW $2.24 -62.1%
8697 CAC CAMDEN NATL CORP Financial Services 13.0 $616.0 NEW $47.38 +5.8%
8698 CALL FENNEC PHARMACEUTICALS INC 100.0 $615.0 $6.15
8699 SB SAFE BULKERS INC Industrials 97.0 $614.0 NEW $6.33 +3.8%
8700 GPT EA SERIES TRUST 20.0 $610.0 NEW $30.50 +9.6%
Page 435 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%