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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 433 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8641 CALL LANTERN PHARMA INC 600.0 $822.0 -1K -62.5% $1.37
8642 CALL SPRUCE POWER HOLDING CORP 200.0 $819.0 -100.0 -33.3% $4.09
8643 AMBR AMBER INTL HLDG LTD Real Estate 345.0 $814.0 -19K -98.2% $2.36 -26.3%
8644 PUT PURPLE BIOTECH LTD 200.0 $808.0 NEW $4.04
8645 ARCX INVESTMENT MANAGERS SER TR I 55.0 $805.0 -262.0 -82.7% $14.64 +50.1%
8646 PUT PENNANTPARK FLOATING RATE CA 100.0 $803.0 NEW $8.03
8647 PUT INTER & CO INC 100.0 $796.0 -2K -95.0% $7.96
8648 CALL RAVE RESTAURANT GROUP INC 300.0 $794.0 -1K -78.6% $2.65
8649 INVESTMENT MANAGERS SER TR I 53.0 $790.0 NEW $14.91
8650 CALL EGAIN CORP 100.0 $789.0 -600.0 -85.7% $7.89
8651 PUT JASPER THERAPEUTICS INC 900.0 $788.0 -300.0 -25.0% $0.88
8652 CALL D MARKET ELECTR SVCS & TRADI 300.0 $786.0 NEW $2.62
8653 PUT LARGO INC 700.0 $784.0 -1K -65.0% $1.12
8654 CALL NUVECTIS PHARMA INC 100.0 $773.0 -50K -99.8% $7.73
8655 PUT CONSUMER PORTFOLIO SVCS INC 100.0 $773.0 $7.73
8656 DFSV DIMENSIONAL ETF TRUST 22.0 $770.0 NEW $35.00 +8.1%
8657 STSS SHARPS TECHNOLOGY INC Healthcare 456.0 $766.0 +238.0 +109.2% $1.68 +8.3%
8658 CALL REPOSITRAK INC 100.0 $760.0 $7.60
8659 PUT GLOBAL WTR RES INC 100.0 $759.0 $7.59
8660 OCFC OCEANFIRST FINL CORP Financial Services 42.0 $757.0 -3K -98.8% $18.02 +5.5%
Page 433 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%