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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 432 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8621 CALL SUNSTONE HOTEL INVS INC NEW 100.0 $901.0 -100.0 -50.0% $9.01
8622 AFK VANECK ETF TRUST 35.0 $901.0 NEW $25.74 +6.3%
8623 LYTS LSI INDS INC OHIO Technology 48.0 $892.0 NEW $18.58 +29.9%
8624 MXCT MAXCYTE INC Healthcare 1,267.0 $890.0 NEW $0.70 +42.4%
8625 PUT JOINT CORP 100.0 $885.0 -18K -99.5% $8.85
8626 PUT CEA INDUSTRIES INC 300.0 $876.0 -4K -93.6% $2.92
8627 CALL IGC PHARMA INC 3,300.0 $867.0 -1K -23.3% $0.26
8628 MCS MARCUS CORP DEL Communication Services 50.0 $858.0 -2K -97.1% $17.16 +8.4%
8629 NGVT INGEVITY CORP Basic Materials 12.0 $854.0 NEW $71.17 -3.7%
8630 PUT WESTROCK COFFEE CO 200.0 $850.0 -2K -89.5% $4.25
8631 PUT FRANKLIN BSP RLTY TR INC 100.0 $849.0 -200.0 -66.7% $8.49
8632 PUT ACV AUCTIONS INC 200.0 $848.0 -1K -83.3% $4.24
8633 GBX GREENBRIER COS INC Industrials 16.0 $842.0 NEW $52.62 -8.2%
8634 PUT MAGNACHIP SEMICONDUCTOR CORP 300.0 $839.0 NEW $2.80
8635 AMBQ AMBIQ MICRO INC Technology 33.0 $838.0 NEW $25.39 +229.0%
8636 CALL MASTERBRAND INC 100.0 $831.0 $8.31
8637 GRDN GUARDIAN PHARMACY SVCS INC Healthcare 22.0 $828.0 NEW $37.64 +2.5%
8638 PUT CBAK ENERGY TECHNOLOGY INC 1,000.0 $827.0 $0.83
8639 PUT BARINGS BDC INC 100.0 $823.0 NEW $8.23
8640 PUT IHS HOLDING LIMITED 100.0 $823.0 -400.0 -80.0% $8.23
Page 432 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%