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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 430 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8581 PUT ALTA EQUIPMENT GROUP INC 200.0 $1K +100.0 +100.0% $5.37
8582 THEMES ETF TR 50.0 $1K NEW $21.36
8583 CALL VAREX IMAGING CORP 100.0 $1K NEW $10.61
8584 THE BALDWIN INSURANCE GRP IN 48.0 $1K NEW $21.94
8585 PUT SIMILARWEB LTD 400.0 $1K -29K -98.7% $2.61
8586 ATYR ATYR PHARMA INC Healthcare 1,335.0 $1K -25K -94.9% $0.78 -37.9%
8587 SGHT SIGHT SCIENCES INC Healthcare 276.0 $1K +269.0 +3842.9% $3.77 +32.4%
8588 ETF OPPORTUNITIES TRUST 87.0 $1K NEW $11.83
8589 UXRP PROSHARES TR 277.0 $1K -3K -91.9% $3.69 -7.6%
8590 WDFC WD 40 CO Basic Materials 5.0 $1K -1K -99.5% $203.80 +1.7%
8591 USIO USIO INC Technology 893.0 $1K -8.0 -0.9% $1.14 +39.5%
8592 PUT VALENS SEMICONDUCTOR LTD 900.0 $1K $1.13
8593 AVNW AVIAT NETWORKS INC Technology 45.0 $1K NEW $22.60 -20.7%
8594 ANIK ANIKA THERAPEUTICS INC Healthcare 70.0 $1K NEW $14.50 +2.7%
8595 GLOBUS MARITIME LIMITED NEW 436.0 $1K -158.0 -26.6% $2.31
8596 BV BRIGHTVIEW HLDGS INC Industrials 85.0 $1K -851.0 -90.9% $11.79 +8.4%
8597 PGX INVESCO EXCH TRADED FD TR II 92.0 $1K NEW $10.87 +1.2%
8598 SATO INVESCO EXCH TRADED FD TR II 70.0 $1K NEW $14.29 +31.8%
8599 TKC TURKCELL ILETISIM Communication Services 166.0 $1K NEW $6.02 -5.5%
8600 PUT TTEC HLDGS INC 400.0 $1K -3K -87.5% $2.50
Page 430 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%