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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 429 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8561 CTBI COMMUNITY TR BANCORP INC Financial Services 19.0 $1K +17.0 +850.0% $60.68 +11.1%
8562 PUT ADS TEC ENERGY PLC 100.0 $1K $11.50
8563 SJNK SPDR SERIES TRUST 46.0 $1K NEW $24.98 +0.5%
8564 PCEF INVESCO EXCH TRADED FD TR II 61.0 $1K NEW $18.82 +6.5%
8565 CALL EVERCOMMERCE INC 100.0 $1K -1K -90.9% $11.43
8566 PUT PETMED EXPRESS INC 500.0 $1K -17K -97.1% $2.28
8567 CALL DESIGNER BRANDS INC 200.0 $1K -18K -98.9% $5.69
8568 PPSI PIONEER PWR SOLUTIONS INC Industrials 350.0 $1K -808.0 -69.8% $3.25 +68.5%
8569 CALL NIQ GLOBAL INTELLIGENCE PLC 100.0 $1K -300.0 -75.0% $11.37
8570 EATZ ADVISORSHARES TR 44.0 $1K -344.0 -88.7% $25.75 +5.4%
8571 CALL HERON THERAPEUTICS INC 1,400.0 $1K +100.0 +7.7% $0.80
8572 ARAY ACCURAY INC DEL Healthcare 2,886.0 $1K NEW $0.39 -3.2%
8573 BWX SPDR SERIES TRUST 51.0 $1K NEW $21.94 +0.6%
8574 LOOP LOOP INDS INC Basic Materials 781.0 $1K +678.0 +658.2% $1.43 -4.1%
8575 CALL FATHOM HOLDINGS INC 2,100.0 $1K -1K -34.4% $0.53
8576 PUT IDENTIV INC 300.0 $1K +200.0 +200.0% $3.70
8577 CALL LINEAGE CELL THERAPEUTICS IN 700.0 $1K NEW $1.58
8578 CALL THE ARENA GROUP HOLDINGS INC 500.0 $1K NEW $2.17
8579 CALL SERVICE PPTYS TR 800.0 $1K -4K -82.2% $1.35
8580 CALL KENNEDY-WILSON HOLDINGS INC 100.0 $1K -400.0 -80.0% $10.82
Page 429 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%