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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 428 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8541 PUT GOGO INC 300.0 $1K -700.0 -70.0% $4.02
8542 COSMOS HEALTH INC 3,803.0 $1K -3K -40.3% $0.32
8543 PLUS EPLUS INC Technology 16.0 $1K NEW $75.25 +15.5%
8544 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 86.0 $1K NEW $13.87 +1.9%
8545 PUT LENSAR INC 200.0 $1K -300.0 -60.0% $5.96
8546 PUT CANARY CAPITAL GROUP LLX 100.0 $1K NEW $11.91
8547 ETF OPPORTUNITIES TRUST 252.0 $1K NEW $4.71
8548 GRC GORMAN RUPP CO Industrials 19.0 $1K NEW $62.11 +21.9%
8549 TESL SIMPLIFY EXCHANGE TRADED FUN 88.0 $1K NEW $13.39 +32.5%
8550 RSPD INVESCO EXCHANGE TRADED FD T 22.0 $1K NEW $53.50 +1.2%
8551 BAND BANDWIDTH INC Technology 66.0 $1K -927.0 -93.3% $17.82 +243.4%
8552 PUT SHARPS TECHNOLOGY INC 700.0 $1K +100.0 +16.7% $1.68
8553 CALL DOLPHIN ENTMT INC 800.0 $1K $1.47
8554 PUT TELECOM ARGENTINA SA 100.0 $1K $11.69
8555 JBIO JADE BIOSCIENCES INC Healthcare 83.0 $1K +24.0 +40.7% $14.05 +54.5%
8556 GHRS GH RESEARCH PLC Healthcare 83.0 $1K +35.0 +72.9% $14.05 +64.8%
8557 PUT OIL STS INTL INC 100.0 $1K -300.0 -75.0% $11.64
8558 GLGG THEMES ETF TR 266.0 $1K NEW $4.36 +132.2%
8559 WEAV WEAVE COMMUNICATIONS INC Technology 250.0 $1K -4K -94.3% $4.62 +23.6%
8560 CALL GLOBUS MARITIME LIMITED NEW 500.0 $1K NEW $2.31
Page 428 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%