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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 427 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8521 CALL ENANTA PHARMACEUTICALS INC 100.0 $1K $12.63
8522 PUT FUNKO INC 400.0 $1K -280K -99.9% $3.15
8523 PUT AIRJOULE TECHNOLOGIES CORP 500.0 $1K -200.0 -28.6% $2.51
8524 KLXE KLX ENERGY SERVICES HOLDINGS Energy 483.0 $1K NEW $2.60 +17.0%
8525 AUB ATLANTIC UN BANKSHARES CORP Financial Services 35.0 $1K NEW $35.71 +6.9%
8526 CALL TTEC HLDGS INC 500.0 $1K -240K -99.8% $2.50
8527 MATIV HOLDINGS INC 143.0 $1K NEW $8.70
8528 IGLB ISHARES TR 25.0 $1K NEW $49.60 +0.5%
8529 EWL ISHARES INC 21.0 $1K NEW $58.81 +7.4%
8530 QQQJ INVESCO EXCH TRADED FD TR II 34.0 $1K NEW $36.21 +20.6%
8531 ESNT ESSENT GROUP LTD Financial Services 21.0 $1K NEW $58.43 +3.8%
8532 PILL DIREXION SHARES ETF TRUST 120.0 $1K -446.0 -78.8% $10.22 +25.4%
8533 FTEK FUEL TECH INC Industrials 1,004.0 $1K -2K -69.6% $1.22 +24.3%
8534 CALL KKR REAL ESTATE FIN TR INC 200.0 $1K NEW $6.12
8535 TIDAL TRUST II 42.0 $1K NEW $29.12
8536 CALL KALTURA INC 1,000.0 $1K -9K -90.1% $1.22
8537 NATIONAL CINEMEDIA INC 400.0 $1K -5K -93.1% $3.05
8538 CALL OLAPLEX HLDGS INC 600.0 $1K -4K -86.4% $2.03
8539 ESS ESSEX PPTY TR INC Real Estate 5.0 $1K -110.0 -95.7% $242.00 +15.0%
8540 FCPT FOUR CORNERS PPTY TR INC Real Estate 51.0 $1K +19.0 +59.4% $23.65 +7.5%
Page 427 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%