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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 425 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8481 PUT WISDOMTREE INC 100.0 $1K -100.0 -50.0% $14.56
8482 CALL COLUMBUS MCKINNON CORP N Y 100.0 $1K NEW $14.53
8483 CALL MILLERKNOLL INC 100.0 $1K -8K -98.8% $14.46
8484 CULP CULP INC Consumer Cyclical 527.0 $1K -39.0 -6.9% $2.74 +15.0%
8485 CERS CERUS CORP Healthcare 791.0 $1K -11K -93.3% $1.82 +51.4%
8486 GINN GOLDMAN SACHS ETF TR 21.0 $1K NEW $68.29 +15.2%
8487 BWMX BETTERWARE DE MEXC S A P I D Consumer Cyclical 85.0 $1K NEW $16.86 +2.9%
8488 CALL CANARY XRP ETF 100.0 $1K -1K -91.7% $14.30
8489 CALL CAPITOL FED FINL INC 200.0 $1K NEW $7.13
8490 FISCALNOTE HOLDINGS INC 5,587.0 $1K +3K +96.5% $0.25
8491 ETF OPPORTUNITIES TRUST 291.0 $1K -194.0 -40.0% $4.88
8492 BLBD BLUE BIRD CORP Consumer Cyclical 25.0 $1K -967.0 -97.5% $56.76 +23.3%
8493 BYSI BEYONDSPRING INC Healthcare 864.0 $1K NEW $1.64 +3.1%
8494 PUT PEPGEN INC 800.0 $1K -66K -98.8% $1.77
8495 CALL BASSETT FURNITURE INDS INC 100.0 $1K -400.0 -80.0% $14.15
8496 CALL SKYE BIOSCIENCE INC 2,300.0 $1K +2K +1050.0% $0.61
8497 PUT GH RESEARCH PLC 100.0 $1K -200.0 -66.7% $14.06
8498 IMTM ISHARES TR 29.0 $1K -312.0 -91.5% $48.00 +10.2%
8499 PUT AIFU INC 1,000.0 $1K -1K -50.0% $1.39
8500 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 39.0 $1K NEW $35.44 -5.3%
Page 425 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%