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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 424 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8461 DNL WISDOMTREE TR 39.0 $2K NEW $40.36 +11.1%
8462 FBIZ FIRST BUSINESS FINL SVCS INC Financial Services 29.0 $2K NEW $53.90 +6.8%
8463 ICUI ICU MED INC Healthcare 12.0 $2K NEW $129.08 +7.6%
8464 SUTRO BIOPHARMA INC 62.0 $2K NEW $24.90
8465 PUT EVERQUOTE INC 100.0 $2K -300.0 -75.0% $15.42
8466 PUT CLASSOVER HLDGS INC 500.0 $2K NEW $3.08
8467 FSV FIRSTSERVICE CORP NEW Real Estate 11.0 $2K -892.0 -98.8% $138.91 -3.2%
8468 FBRT FRANKLIN BSP RLTY TR INC Real Estate 180.0 $2K NEW $8.49 +0.8%
8469 CALL HAFNIA LTD 200.0 $2K -9K -97.8% $7.60
8470 PUT AMPLITECH GROUP INC 800.0 $2K NEW $1.90
8471 CALL GLOBAL WTR RES INC 200.0 $2K -2K -92.6% $7.59
8472 SCVL SHOE CARNIVAL INC Consumer Cyclical 97.0 $2K NEW $15.59 +12.5%
8473 PUT SIGHT SCIENCES INC 400.0 $2K $3.77
8474 PUT BCP INVESTMENT CORPORATION 200.0 $2K -100.0 -33.3% $7.52
8475 CALL MAGNUM ICE CREAM CO NV 100.0 $1K NEW $14.95
8476 PUT AFYA LTD 100.0 $1K NEW $14.87
8477 CCNE CNB FINL CORP PA Financial Services 51.0 $1K +44.0 +628.6% $28.94 +7.2%
8478 INGR INGREDION INC Consumer Defensive 13.0 $1K NEW $112.62 -7.4%
8479 GRAYSCALE DOGECOIN TR ETF 135.0 $1K NEW $10.81
8480 CALL NU SKIN ENTERPRISES INC 200.0 $1K -63K -99.7% $7.28
Page 424 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%