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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 422 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8421 FOXF FOX FACTORY HLDG CORP Consumer Cyclical 106.0 $2K NEW $16.45 +9.9%
8422 EE EXCELERATE ENERGY INC Utilities 52.0 $2K NEW $33.40 +3.0%
8423 GPMT GRANITE PT MTG TR INC Real Estate 1,198.0 $2K +253.0 +26.8% $1.45 -0.3%
8424 CALL COMPANHIA SIDERURGICA NACION 1,400.0 $2K NEW $1.24
8425 PUT FOSSIL GROUP INC 400.0 $2K -4K -91.8% $4.31
8426 BBJP J P MORGAN EXCHANGE TRADED F 25.0 $2K NEW $68.88 +8.9%
8427 PUT ASURE SOFTWARE INC 200.0 $2K +100.0 +100.0% $8.60
8428 CALL TALPHERA INC 2,300.0 $2K -500.0 -17.9% $0.75
8429 ITRN ITURAN LOCATION AND CONTROL Technology 35.0 $2K NEW $49.00 +31.2%
8430 SPLB SPDR SERIES TRUST 77.0 $2K -484.0 -86.3% $22.21 +0.5%
8431 CALL SYPRIS SOLUTIONS INC 600.0 $2K +500.0 +500.0% $2.85
8432 JVAL J P MORGAN EXCHANGE TRADED F 35.0 $2K NEW $48.86 +16.3%
8433 PUT NRX PHARMACEUTICALS INC 800.0 $2K NEW $2.13
8434 PUT NANO DIMENSION LTD 1,000.0 $2K -1.1M -99.9% $1.70
8435 CALL FRANKLIN BSP RLTY TR INC 200.0 $2K -500.0 -71.4% $8.49
8436 CALL KURV ETF TR 100.0 $2K $16.97
8437 U HAUL HOLDING COMPANY 38.0 $2K -1K -96.9% $44.66
8438 CALL TENABLE HLDGS INC 100.0 $2K -300.0 -75.0% $16.91
8439 DGIN VANECK ETF TRUST 54.0 $2K NEW $31.30 +9.9%
8440 RPG INVESCO EXCHANGE TRADED FD T 36.0 $2K NEW $46.72 +26.4%
Page 422 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%