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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 420 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8381 PUT FIVE POINT HOLDINGS LLC 400.0 $2K $4.84
8382 DFIN DONNELLEY FINL SOLUTIONS INC Financial Services 41.0 $2K NEW $47.12 -16.4%
8383 CALL PRENETICS GLOBAL LTD 100.0 $2K -12K -99.2% $19.32
8384 PDM PIEDMONT REALTY TRUST INC Real Estate 292.0 $2K NEW $6.57 +28.0%
8385 CALL ARROWMARK FINANCIAL CORP 100.0 $2K $19.05
8386 PUT ARROWMARK FINANCIAL CORP 100.0 $2K -100.0 -50.0% $19.05
8387 PUT GETTY IMAGES HOLDINGS INC 2,400.0 $2K +2K +2300.0% $0.79
8388 THEMES ETF TR 660.0 $2K +501.0 +315.1% $2.88
8389 CALL SAFE BULKERS INC 300.0 $2K -11K -97.4% $6.33
8390 CALL DULUTH HLDGS INC 600.0 $2K +400.0 +200.0% $3.16
8391 PUT STAGWELL INC 300.0 $2K NEW $6.29
8392 PUT BITWISE FUNDS TRUST 100.0 $2K $18.86
8393 PUT FORTREA HLDGS INC 200.0 $2K +100.0 +100.0% $9.42
8394 TIDAL TRUST II 79.0 $2K NEW $23.71
8395 CALL STAAR SURGICAL CO 100.0 $2K -6K -98.3% $18.70
8396 PUT TALPHERA INC 2,500.0 $2K -282K -99.1% $0.75
8397 CALL LIFECORE BIOMEDICAL INC 500.0 $2K NEW $3.72
8398 PUT VIRTRA INC 500.0 $2K $3.71
8399 PUT CTO RLTY GROWTH INC NEW 100.0 $2K -2K -95.7% $18.48
8400 PUT ELEDON PHARMACEUTICALS INC 600.0 $2K +500.0 +500.0% $3.08
Page 420 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%