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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 418 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8341 PUT FARADAY FUTURE INTLGT ELEC I 7,900.0 $2K NEW $0.27
8342 CALL BLACKROCK TCP CAPITAL CORP 600.0 $2K NEW $3.61
8343 PUT PULSE BIOSCIENCES INC 100.0 $2K NEW $21.59
8344 CDXS CODEXIS INC Healthcare 1,321.0 $2K +497.0 +60.3% $1.63 +62.0%
8345 PUT CIA ENERGETICA DE MINAS GERA 900.0 $2K NEW $2.39
8346 CALL MINDWALK HOLDINGS CORP 1,900.0 $2K -13K -87.4% $1.13
8347 CALL DOMO INC 700.0 $2K -276K -99.8% $3.06
8348 PUT CAPITOL FED FINL INC 300.0 $2K $7.13
8349 CALL PEDIATRIX MEDICAL GROUP INC 100.0 $2K -4K -97.6% $21.39
8350 CALL RBB BANCORP 100.0 $2K NEW $21.37
8351 CALL FIRST BANCORP CORPORATION 100.0 $2K NEW $21.36
8352 FOR FORESTAR GROUP INC Real Estate 87.0 $2K NEW $24.44 +11.8%
8353 PUT 10X GENOMICS INC 100.0 $2K -32K -99.7% $21.23
8354 PUT ALPHA TAU MEDICAL LTD 300.0 $2K NEW $7.07
8355 CALL REYNOLDS CONSUMER PRODS INC 100.0 $2K -3K -96.8% $21.18
8356 PUT REYNOLDS CONSUMER PRODS INC 100.0 $2K -2K -95.0% $21.18
8357 LIND LINDBLAD EXPEDITIONS HLDGS I Consumer Cyclical 122.0 $2K NEW $17.30 +30.5%
8358 CALL HAGERTY INC 200.0 $2K -20K -99.0% $10.53
8359 PUT O-I GLASS INC 200.0 $2K -6K -96.7% $10.51
8360 TTEC TTEC HLDGS INC Technology 835.0 $2K NEW $2.50 +5.6%
Page 418 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%