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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 417 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8321 PUT TUNIU CORP 3,000.0 $2K +2K +200.0% $0.77
8322 CALL ONESPAWORLD HOLDINGS LIMITED 100.0 $2K NEW $22.95
8323 CALL GRID DYNAMICS HLDGS INC 400.0 $2K +300.0 +300.0% $5.70
8324 PUT ENOVIS CORPORATION 100.0 $2K -6K -98.3% $22.75
8325 TITN TITAN MACHY INC Industrials 136.0 $2K -869.0 -86.5% $16.71 +28.8%
8326 PUT SELECTQUOTE INC 3,600.0 $2K +4K +3500.0% $0.63
8327 CALL AVIAT NETWORKS INC 100.0 $2K -2K -95.0% $22.61
8328 CALL PCB BANCORP 100.0 $2K $22.49
8329 PUT ALTO NEUROSCIENCE INC 100.0 $2K -700.0 -87.5% $22.48
8330 PUT IMMUTEP LTD 6,400.0 $2K -2K -25.6% $0.35
8331 CALL CITIZENS & NORTHN CORP 100.0 $2K -200.0 -66.7% $22.34
8332 MSFO TIDAL TRUST II 193.0 $2K +22.0 +12.9% $11.55 +3.7%
8333 PUT FATHOM HOLDINGS INC 4,200.0 $2K -6K -60.4% $0.53
8334 MC MOELIS & CO Financial Services 39.0 $2K -641.0 -94.3% $57.00 +16.1%
8335 DXLG DESTINATION XL GROUP INC Consumer Cyclical 4,358.0 $2K +60.0 +1.4% $0.51 +43.6%
8336 ROBT FIRST TR EXCHANGE TRADED FD 48.0 $2K -202.0 -80.8% $46.15 +22.3%
8337 CALL MOTORCAR PTS AMER INC 200.0 $2K $11.06
8338 CALL STRATEGY SHS 100.0 $2K -2K -95.2% $21.84
8339 PUT SPOK HLDGS INC 200.0 $2K +100.0 +100.0% $10.90
8340 EPV PROSHARES TR 99.0 $2K +37.0 +59.7% $22.00 -15.5%
Page 417 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%