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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 416 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8301 PPBT PURPLE BIOTECH LTD Healthcare 597.0 $2K NEW $4.04 -28.5%
8302 PUT APPIAN CORP 100.0 $2K -2K -95.2% $24.11
8303 FULT FULTON FINL CORP PA Financial Services 118.0 $2K NEW $20.34 +6.2%
8304 PUT PRELUDE THERAPEUTICS INC 700.0 $2K -300.0 -30.0% $3.42
8305 HBR CANARY CAPITAL GROUP LLX 201.0 $2K +154.0 +327.7% $11.91 -1.7%
8306 EPP ISHARES INC 45.0 $2K NEW $53.13 +3.9%
8307 CALL WEST BANCORPORATION INC 100.0 $2K $23.79
8308 NEOV NEOVOLTA INC Industrials 772.0 $2K NEW $3.08 -16.2%
8309 CALL CONSENSUS CLOUD SOLUTIONS IN 100.0 $2K NEW $23.74
8310 PUT VISIONWAVE HOLDINGS INC 500.0 $2K -300.0 -37.5% $4.74
8311 PUT NOMURA HLDGS INC 300.0 $2K -2K -85.7% $7.89
8312 PUT FOUR CORNERS PPTY TR INC 100.0 $2K $23.65
8313 FLBR FRANKLIN TEMPLETON ETF TR 99.0 $2K NEW $23.89 -5.1%
8314 NMIH NMI HLDGS INC Financial Services 63.0 $2K NEW $37.51 -1.7%
8315 CALL SKILLZ INC 900.0 $2K -7K -88.9% $2.59
8316 CALL OIL STS INTL INC 200.0 $2K NEW $11.64
8317 CALL TECHTARGET INC 600.0 $2K NEW $3.88
8318 FNLC FIRST BANCORP INC ME Financial Services 83.0 $2K +45.0 +118.4% $28.02 +3.7%
8319 ETF OPPORTUNITIES TRUST 227.0 $2K +148.0 +187.3% $10.19
8320 CALL A10 NETWORKS INC 100.0 $2K -800.0 -88.9% $23.12
Page 416 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%