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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 415 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8281 INVESTMENT MANAGERS SER TR I 141.0 $3K NEW $17.79
8282 PUT NEXPOINT RESIDENTIAL TR INC 100.0 $2K -29K -99.7% $25.00
8283 CALL LUCKY STRIKE ENTERTAINMENT C 300.0 $2K NEW $8.32
8284 CALL DIGINEX LTD 5,200.0 $2K -6K -54.8% $0.48
8285 PUT TRIPLEPOINT VENTURE GROWTH B 500.0 $2K NEW $4.99
8286 BANF BANCFIRST CORP Financial Services 23.0 $2K -75.0 -76.5% $108.48 +2.1%
8287 CALL EAGLE BANCORPORATION INC 100.0 $2K -100.0 -50.0% $24.87
8288 PUT MV OIL TR 1,100.0 $2K +200.0 +22.2% $2.26
8289 CALL OFS CAP CORP 700.0 $2K -8K -92.0% $3.55
8290 CALL TABOOLA.COM LTD 800.0 $2K NEW $3.10
8291 ATOM ATOMERA INC Technology 648.0 $2K -3K -81.1% $3.81 +189.6%
8292 OWLET INC 480.0 $2K NEW $5.14
8293 GNE GENIE ENERGY LTD Utilities 174.0 $2K +164.0 +1640.0% $14.14 -0.7%
8294 RDVY FIRST TR EXCHANGE TRADED FD 36.0 $2K -23.0 -39.0% $68.28 +10.9%
8295 CALL TROOPS INC 1,200.0 $2K +600.0 +100.0% $2.04
8296 PUT ADVANSIX INC 100.0 $2K $24.40
8297 BTCS BTCS INC Financial Services 1,752.0 $2K NEW $1.39 +11.5%
8298 ENLV ENLIVEX LTD Healthcare 2,615.0 $2K -6K -70.5% $0.93 -15.9%
8299 PUT INTL GNRL INSURANCE HLDNGS L 100.0 $2K NEW $24.22
8300 PUT NOVONIX LIMITED 3,500.0 $2K +3K +1066.7% $0.69
Page 415 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%