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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 414 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8261 EMERA INC 51.0 $3K NEW $51.86
8262 PUT AKEBIA THREAPEUTICS INC 1,900.0 $3K -2K -44.1% $1.39
8263 PUT SCHNEIDER NATIONAL INC 100.0 $3K NEW $26.36
8264 RMNI RIMINI STR INC DEL Technology 802.0 $3K NEW $3.28 +12.8%
8265 PUT PIEDMONT REALTY TRUST INC 400.0 $3K +200.0 +100.0% $6.57
8266 PUT ADC THERAPEUTICS SA 700.0 $3K -1K -66.7% $3.75
8267 PUT HERITAGE INSURANCE HLDGS INC 100.0 $3K NEW $26.25
8268 CALL VOX ROYALTY CORP 500.0 $3K NEW $5.24
8269 CALL HIPPO HLDGS INC 100.0 $3K -6K -98.3% $26.06
8270 PUT HERITAGE FINL CORP WASH 100.0 $3K $26.00
8271 CRAI CRA INTL INC Industrials 16.0 $3K NEW $161.88 -10.3%
8272 PUT CURBLINE PPTYS CORP 100.0 $3K $25.79
8273 PUT WARNER MUSIC GROUP CORP 100.0 $3K -4K -97.6% $25.54
8274 PUT AMERICA MOVIL SAB DE CV 100.0 $3K $25.48
8275 SCHM SCHWAB STRATEGIC TR 82.0 $3K NEW $30.95 +13.6%
8276 PUT NORTHWEST BANCSHARES INC 200.0 $3K -18K -98.9% $12.69
8277 CALL ENVISTA HOLDINGS CORPORATION 100.0 $3K NEW $25.37
8278 CALL FIRST BUSEY CORP 100.0 $3K -7K -98.6% $25.27
8279 PUT FIRST BUSEY CORP 100.0 $3K -500.0 -83.3% $25.27
8280 FDIG FIDELITY COVINGTON TRUST 77.0 $3K -53.0 -40.8% $32.78 +43.4%
Page 414 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%