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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 413 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8241 CALL BUSINESS FIRST BANCSHARES IN 100.0 $3K NEW $27.04
8242 PUT RIGEL PHARMACEUTICALS INC 100.0 $3K -2K -93.8% $27.04
8243 CALL FULL HSE RESORTS INC 1,200.0 $3K -5K -80.7% $2.25
8244 FPX FIRST TR EXCHANGE-TRADED FD 17.0 $3K NEW $158.76 +21.9%
8245 PUT ISHARES STAKED ETHEREUM TR E 100.0 $3K NEW $26.97
8246 PUT NEXPOINT REAL ESTATE FIN INC 200.0 $3K NEW $13.47
8247 CALL HOME BANCSHARES INC 100.0 $3K $26.93
8248 FATHOM HOLDINGS INC 5,082.0 $3K -8K -60.7% $0.53
8249 PUT OPTION CARE HEALTH INC 100.0 $3K -22K -99.5% $26.92
8250 CATY CATHAY GEN BANCORP Financial Services 54.0 $3K NEW $49.85 +15.2%
8251 CALL SEER INC 1,600.0 $3K +600.0 +60.0% $1.68
8252 LAB STANDARD BIOTOOLS INC Healthcare 2,915.0 $3K NEW $0.92 +15.3%
8253 CALL CONNECTONE BANCORP INC 100.0 $3K NEW $26.77
8254 PUT GOLDEN ENTMT INC 100.0 $3K NEW $26.69
8255 EMPD EMPERY DIGITAL INC Consumer Cyclical 630.0 $3K -11K -94.5% $4.23 +10.9%
8256 PUT ASCENT INDUSTRIES CO 200.0 $3K NEW $13.31
8257 KGRN KRANESHARES TRUST 93.0 $3K NEW $28.61 -4.3%
8258 PUT VERU INC 1,200.0 $3K +700.0 +140.0% $2.21
8259 PUT STITCH FIX INC 800.0 $3K -6K -88.2% $3.31
8260 CALL CLEARFIELD INC 100.0 $3K -800.0 -88.9% $26.47
Page 413 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%