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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 412 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8221 FIDELITY COVINGTON TRUST 101.0 $3K NEW $27.79
8222 INVX INNOVEX INTERNATIONAL INC Energy 115.0 $3K -301.0 -72.4% $24.38 +13.4%
8223 MD PEDIATRIX MEDICAL GROUP INC Healthcare 131.0 $3K NEW $21.39 +1.2%
8224 SRET GLOBAL X FDS 132.0 $3K NEW $21.20 +6.7%
8225 PUT DELCATH SYS INC 300.0 $3K -16K -98.2% $9.28
8226 PUT CORSAIR GAMING INC 500.0 $3K -3K -83.9% $5.55
8227 SEADRILL LTD 61.0 $3K NEW $45.49
8228 CALL AXALTA COATING SYS LTD 100.0 $3K -300.0 -75.0% $27.70
8229 PUT AXALTA COATING SYS LTD 100.0 $3K -900.0 -90.0% $27.70
8230 MJ AMPLIFY ETF TR 120.0 $3K NEW $23.02 +12.0%
8231 PUT MICROVISION INC DEL 4,300.0 $3K -106K -96.1% $0.64
8232 PUT WW INTL INC 200.0 $3K -15K -98.7% $13.74
8233 PUT NKARTA INC 1,300.0 $3K +300.0 +30.0% $2.11
8234 ETF OPPORTUNITIES TRUST 618.0 $3K +118.0 +23.6% $4.43
8235 PUT ADICET BIO INC 400.0 $3K $6.81
8236 CALL PAYSAFE LIMITED 400.0 $3K +200.0 +100.0% $6.81
8237 OPPJ WISDOMTREE TR 50.0 $3K NEW $54.36 +8.1%
8238 PUT NEW FOUND GOLD CORP 1,400.0 $3K -40K -96.6% $1.94
8239 TIDAL TRUST II 273.0 $3K -610.0 -69.1% $9.94
8240 CALL EHEALTH INC 2,100.0 $3K -43K -95.3% $1.29
Page 412 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%