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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 411 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8201 PUT ANNOVIS BIO INC 1,300.0 $3K -15K -91.9% $2.23
8202 BKF ISHARES INC 71.0 $3K NEW $40.66 -0.3%
8203 CALL OUTLOOK THERAPEUTICS INC 14,000.0 $3K -110K -88.7% $0.21
8204 PUT BRIXMOR PPTY GROUP INC 100.0 $3K -1K -90.9% $28.80
8205 CALL EVOLUS INC 700.0 $3K -3K -82.5% $4.11
8206 RICK RCI HOSPITALITY HLDGS INC Consumer Cyclical 126.0 $3K -26.0 -17.1% $22.81 +7.5%
8207 PUT LEXEO THERAPEUTICS INC 500.0 $3K +200.0 +66.7% $5.74
8208 PUT CINEMARK HLDGS INC 100.0 $3K -43K -99.8% $28.52
8209 CALL PRUDENTIAL PLC 100.0 $3K $28.43
8210 VOX ROYALTY CORP 542.0 $3K NEW $5.24
8211 WLTH WEALTHFRONT CORP Technology 307.0 $3K NEW $9.25 +29.9%
8212 CALL DOCGO INC 4,500.0 $3K -3K -42.3% $0.63
8213 CALL GENIE ENERGY LTD 200.0 $3K NEW $14.14
8214 LZB LA Z BOY INC Consumer Cyclical 88.0 $3K -486.0 -84.7% $32.14 +16.9%
8215 IPI INTREPID POTASH INC Basic Materials 66.0 $3K NEW $42.76 -9.3%
8216 AXGN AXOGEN INC Healthcare 85.0 $3K NEW $33.13 +20.3%
8217 PUT JOURNEY MED CORP 600.0 $3K -600.0 -50.0% $4.69
8218 CALL GH RESEARCH PLC 200.0 $3K $14.06
8219 PUT TFS FINL CORP 200.0 $3K NEW $14.05
8220 SPRU SPRUCE POWER HOLDING CORP Energy 685.0 $3K -910.0 -57.0% $4.10 -29.7%
Page 411 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%