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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 410 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8181 HAFC HANMI FINL CORP Financial Services 115.0 $3K +110.0 +2200.0% $26.36 +13.2%
8182 PUT SUMMIT MIDSTREAM CORPORATION 100.0 $3K NEW $30.24
8183 INVESTMENT MANAGERS SER TR I 188.0 $3K NEW $16.06
8184 PUT EXTREME NETWORKS INC 200.0 $3K -3K -93.3% $15.08
8185 CALL LITMAN GREGORY FDS TR 100.0 $3K NEW $30.15
8186 LTPZ PIMCO ETF TR 59.0 $3K -2K -96.5% $51.02 +0.8%
8187 CALL HALEON PLC 300.0 $3K -5K -94.7% $10.01
8188 PUT KEY TRONIC CORP 1,100.0 $3K -3K -71.8% $2.73
8189 SPWH SPORTSMANS WHSE HLDGS INC Consumer Cyclical 2,109.0 $3K +1K +205.7% $1.41 -5.0%
8190 CALL BAYCOM CORP 100.0 $3K NEW $29.72
8191 PUT MATERIALISE NV 600.0 $3K +400.0 +200.0% $4.94
8192 KFY KORN FERRY Industrials 47.0 $3K -287.0 -85.9% $62.94 +11.1%
8193 PUT GREYSTONE HOUSING IMPACT INV 600.0 $3K NEW $4.92
8194 CALL ZEDGE INC 1,000.0 $3K -8K -89.4% $2.93
8195 CALL FRANKLIN STR PPTYS CORP 4,400.0 $3K -700.0 -13.7% $0.67
8196 CALL CENTURI HOLDINGS INC 100.0 $3K -4K -97.3% $29.21
8197 PUT CENTURI HOLDINGS INC 100.0 $3K NEW $29.21
8198 PUT FRANKLIN XRP TRUST 200.0 $3K NEW $14.59
8199 PUT GRANITE PT MTG TR INC 2,000.0 $3K +2K +1900.0% $1.45
8200 PUT NEURONETICS INC 2,000.0 $3K -5K -71.8% $1.45
Page 410 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%