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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 409 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8161 PUT WAFD INC 100.0 $3K NEW $31.40
8162 RSKD RISKIFIED LTD Technology 800.0 $3K -10K -92.8% $3.92 +18.4%
8163 REX ETF TR 302.0 $3K +301.0 +10000.0% $10.35
8164 DBEF DBX ETF TR 63.0 $3K +4.0 +6.8% $49.40 +7.5%
8165 CALL MYOMO INC 4,600.0 $3K +4K +2200.0% $0.68
8166 PUT FORWARD INDUSTRIES INC 700.0 $3K NEW $4.43
8167 CALL SHENANDOAH TELECOMMUNICATION 200.0 $3K NEW $15.42
8168 PUT SHENANDOAH TELECOMMUNICATION 200.0 $3K NEW $15.42
8169 CALL EVERQUOTE INC 200.0 $3K -1K -86.7% $15.42
8170 PUT CARTESIAN THERAPEUTICS INC 500.0 $3K $6.15
8171 FTXO FIRST TR EXCHANGE TRADED FD 85.0 $3K NEW $36.16 +5.5%
8172 CALL HOLLEY INC 1,000.0 $3K -24K -96.1% $3.07
8173 EPRT ESSENTIAL PPTYS RLTY TR INC Real Estate 101.0 $3K NEW $30.36 +3.0%
8174 MYPS PLAYSTUDIOS INC Technology 6,516.0 $3K +2K +44.7% $0.47 -0.2%
8175 CALL KEMPER CORP 100.0 $3K NEW $30.56
8176 CDNS CADENCE DESIGN SYSTEM INC Technology 11.0 $3K -3K -99.6% $277.82 +34.6%
8177 VERX VERTEX INC Technology 257.0 $3K NEW $11.89 +5.5%
8178 PUT PENNANT GROUP INC 100.0 $3K NEW $30.48
8179 CALL YORK WTR CO 100.0 $3K $30.45
8180 CALL TELEFONICA S A 700.0 $3K -500.0 -41.7% $4.34
Page 409 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%