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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 407 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8121 CALL WASHINGTON TR BANCORP INC 100.0 $3K -100.0 -50.0% $33.46
8122 CALL OMNICELL COM 100.0 $3K -1K -93.3% $33.38
8123 CALL ARQ INC 1,300.0 $3K -8K -85.2% $2.56
8124 IDGT ISHARES TR 34.0 $3K NEW $97.76 +28.4%
8125 THEMES ETF TR 240.0 $3K -238.0 -49.8% $13.84
8126 PUT LINEAGE CELL THERAPEUTICS IN 2,100.0 $3K NEW $1.58
8127 PUT CONSOLIDATED WATER CO INC 100.0 $3K $33.11
8128 CALL RADIAN GROUP INC 100.0 $3K $33.08
8129 YRD YIREN DIGITAL LTD Financial Services 1,922.0 $3K -2K -49.6% $1.72 -16.8%
8130 CALL PRIORITY TECHNOLOGY HLDGS IN 700.0 $3K NEW $4.72
8131 ZIP ZIPRECRUITER INC Industrials 1,795.0 $3K -8K -81.6% $1.84 +72.9%
8132 CALL VIVANI MEDICAL INC 3,300.0 $3K -2K -40.0% $1.00
8133 CALL CANADA GOOSE HLDGS INC 300.0 $3K -26K -98.9% $10.97
8134 PUT CUSTOM TRUCK ONE SOURCE INC 500.0 $3K $6.57
8135 MAXEON SOLAR TECHNOLOGIES LT 2,172.0 $3K NEW $1.51
8136 PUT PUBMATIC INC 400.0 $3K -18K -97.8% $8.18
8137 PUT CLARITEV CORPORATION 200.0 $3K +100.0 +100.0% $16.34
8138 PUT STOKE THERAPEUTICS INC 100.0 $3K -28K -99.7% $32.56
8139 KW KENNEDY-WILSON HOLDINGS INC Real Estate 300.0 $3K -295.0 -49.6% $10.82 +1.8%
8140 EPSN EPSILON ENERGY LTD Energy 526.0 $3K +471.0 +856.4% $6.16 -6.3%
Page 407 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%