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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 406 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8101 PUT LAUREATE ED INC 100.0 $3K NEW $34.84
8102 PUT GOLD RESOURCE CORP 2,900.0 $3K -16K -84.8% $1.20
8103 WWR WESTWATER RES INC Basic Materials 5,317.0 $3K -76K -93.4% $0.65 -14.4%
8104 HGTY HAGERTY INC Financial Services 330.0 $3K NEW $10.53 -3.7%
8105 CALL STANDARD MTR PRODS INC 100.0 $3K $34.74
8106 PUT CLEAN ENERGY FUELS CORP 1,400.0 $3K -15K -91.6% $2.48
8107 INVESTMENT MANAGERS SER TR I 249.0 $3K NEW $13.78
8108 CALL GLADSTONE COMMERCIAL CORP 300.0 $3K -300.0 -50.0% $11.43
8109 CALL HAIN CELESTIAL GROUP INC 4,900.0 $3K +500.0 +11.4% $0.70
8110 PUT DORIAN LPG LTD 100.0 $3K -1K -92.3% $34.20
8111 LPX LOUISIANA PAC CORP Basic Materials 47.0 $3K -2K -97.2% $72.74 +4.0%
8112 PUT FTC SOLAR INC 900.0 $3K +700.0 +350.0% $3.78
8113 PUT CHICAGO ATLANTIC REAL ESTATE 300.0 $3K NEW $11.32
8114 CCAP CRESCENT CAP BDC INC Financial Services 278.0 $3K +93.0 +50.3% $12.15 -5.7%
8115 PUT VALVOLINE INC 100.0 $3K -600.0 -85.7% $33.68
8116 PUT NATIONAL BEVERAGE CORP 100.0 $3K NEW $33.65
8117 UNHW ROUNDHILL ETF TRUST 95.0 $3K NEW $35.39 +42.8%
8118 BW BABCOCK & WILCOX ENTERPRISES Industrials 228.0 $3K NEW $14.69 +30.9%
8119 CALL NATURAL HEALTH TRENDS CORP 1,200.0 $3K +700.0 +140.0% $2.79
8120 HIBL DIREXION SHARES ETF TRUST 56.0 $3K NEW $59.75 +97.4%
Page 406 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%