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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 404 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8061 CTS CTS CORP Technology 79.0 $4K NEW $47.76 +36.2%
8062 AAPX ETF OPPORTUNITIES TRUST 148.0 $4K +115.0 +348.5% $25.48 +45.6%
8063 LAUR LAUREATE ED INC Consumer Defensive 108.0 $4K NEW $34.83 -5.0%
8064 PUT COMMERCE.COM INC 1,400.0 $4K -100.0 -6.7% $2.67
8065 VOC VOC ENERGY TR Energy 1,077.0 $4K -1K -53.8% $3.46 -10.3%
8066 CALL PERDOCEO ED CORP 100.0 $4K -21K -99.5% $37.21
8067 CALL LSI INDS INC OHIO 200.0 $4K $18.60
8068 CALL ENLIVEX LTD 4,000.0 $4K -8K -65.5% $0.93
8069 CALL FIDELITY COVINGTON TRUST 100.0 $4K NEW $37.20
8070 MITT TPG MTG INVTS TR INC Real Estate 509.0 $4K NEW $7.31 +7.2%
8071 CALL POSTAL REALTY TRUST INC 200.0 $4K -9K -97.7% $18.55
8072 CALL RLJ LODGING TR 500.0 $4K +200.0 +66.7% $7.42
8073 CALL UNITED FIRE GROUP INC 100.0 $4K NEW $37.06
8074 INNV INNOVAGE HLDG CORP Healthcare 461.0 $4K +316.0 +217.9% $8.02 -7.7%
8075 HCKT HACKETT GROUP INC Technology 284.0 $4K -388.0 -57.7% $13.01 -12.3%
8076 IVLU ISHARES TR 93.0 $4K -35.0 -27.3% $39.68 +8.5%
8077 PUT KBR INC 100.0 $4K -300.0 -75.0% $36.86
8078 CALL MGP INGREDIENTS INC NEW 200.0 $4K $18.39
8079 CALL SCYNEXIS INC 4,000.0 $4K $0.92
8080 CALL THEMES ETF TR 500.0 $4K NEW $7.31
Page 404 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%