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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 403 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8041 MSFD DIREXION SHARES ETF TRUST 266.0 $4K -369.0 -58.1% $14.74 -13.9%
8042 ISHARES TR 426.0 $4K -676.0 -61.3% $9.17
8043 PUT DOMINARI HOLDINGS INC 1,200.0 $4K -8K -86.2% $3.25
8044 PUT ORASURE TECHNOLOGIES INC 1,300.0 $4K $3.00
8045 PUT BARK INC 7,700.0 $4K +7K +1183.3% $0.51
8046 CALL SEANERGY MARITIME HLDGS CORP 300.0 $4K NEW $12.91
8047 PUT JACK IN THE BOX INC 400.0 $4K -2K -85.7% $9.67
8048 CALL ACRES COMMERCIAL REALTY CORP 200.0 $4K NEW $19.32
8049 MYO MYOMO INC Healthcare 5,715.0 $4K -18K -75.7% $0.68 +51.8%
8050 PUT ECOVYST INC 300.0 $4K NEW $12.86
8051 CALL SABRA HEALTH CARE REIT INC 200.0 $4K -3K -93.1% $19.23
8052 PUT ABOVE FOOD INGREDIENTS INC 3,800.0 $4K +3K +533.3% $1.01
8053 SAMG SILVERCREST ASSET MGMT GROUP Financial Services 285.0 $4K NEW $13.44 -16.4%
8054 PUT GEVO INC 1,400.0 $4K -38K -96.5% $2.73
8055 NOA NORTH AMERN CONSTR GROUP LTD Energy 283.0 $4K NEW $13.48 +3.8%
8056 CALL HEALTH CATALYST INC 3,000.0 $4K -79K -96.3% $1.27
8057 INMB INMUNE BIO INC Healthcare 3,366.0 $4K -5K -57.9% $1.13 +23.9%
8058 FTAG FIRST TR EXCHANGE-TRADED FD 128.0 $4K NEW $29.55 -0.6%
8059 CALL FTC SOLAR INC 1,000.0 $4K -1K -50.0% $3.78
8060 AQWA GLOBAL X FDS 199.0 $4K NEW $18.97 -1.3%
Page 403 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%