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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 401 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
8001 LUCKY STRIKE ENTERTAINMENT C 506.0 $4K NEW $8.32
8002 CALL CHINA AUTOMOTIVE SYS INC 1,000.0 $4K NEW $4.20
8003 BIP BROOKFIELD INFRASTRUCTURE PA Utilities 116.0 $4K -2K -95.2% $36.11 +8.4%
8004 QDVO AMPLIFY ETF TR 157.0 $4K NEW $26.65 +11.7%
8005 CALL GERMAN AMERN BANCORP INC 100.0 $4K NEW $41.79
8006 PUT ADAPTIVE BIOTECHNOLOGIES COR 300.0 $4K NEW $13.88
8007 CTOS CUSTOM TRUCK ONE SOURCE INC Industrials 633.0 $4K NEW $6.57 +58.6%
8008 GRWG GROWGENERATION CORP Consumer Cyclical 3,767.0 $4K -49K -92.8% $1.10 +29.1%
8009 PUT BIOMEA FUSION INC 2,700.0 $4K -800.0 -22.9% $1.53
8010 PUT INNOVATIVE SOLUTIONS & SUPPO 200.0 $4K NEW $20.53
8011 CALL SO YOUNG INTERNATIONAL INC 1,500.0 $4K -30K -95.2% $2.73
8012 NHTC NATURAL HEALTH TRENDS CORP Consumer Cyclical 1,468.0 $4K +1K +269.8% $2.79 -31.9%
8013 BHB BAR HBR BANKSHARES Financial Services 126.0 $4K -304.0 -70.7% $32.44 +20.5%
8014 PUT SABRE CORP 2,800.0 $4K -7K -70.5% $1.45
8015 PUT CRANE NXT CO 100.0 $4K NEW $40.59
8016 PUT API GROUP CORP 100.0 $4K -800.0 -88.9% $40.52
8017 CALL MYRIAD GENETICS INC 900.0 $4K -11K -92.7% $4.50
8018 PUT UNIVERSAL HEALTH RLTY INCOME 100.0 $4K NEW $40.47
8019 PUT UPEXI INC 4,100.0 $4K -250K -98.4% $0.99
8020 CALL OLD SECOND BANCORP INC DEL 200.0 $4K NEW $20.16
Page 401 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%