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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 398 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7941 PUT FIRST TR EXCHANGE TRADED FD 100.0 $5K NEW $46.16
7942 PROCAP FINL INC 2,188.0 $5K NEW $2.11
7943 PUT RIMINI STR INC DEL 1,400.0 $5K $3.28
7944 CALL THREDUP INC 1,400.0 $5K -78K -98.2% $3.28
7945 CALL CNA FINL CORP 100.0 $5K -400.0 -80.0% $45.92
7946 COSW ROUNDHILL ETF TRUST 99.0 $5K -3.0 -2.9% $46.19 -13.5%
7947 PUT CERTARA INC 800.0 $5K +500.0 +166.7% $5.70
7948 PUT NEW PAC METALS CORP 1,100.0 $5K +1K +1000.0% $4.14
7949 SRL SCULLY ROYALTY LTD Financial Services 582.0 $5K NEW $7.82 -30.3%
7950 PUT PACIRA BIOSCIENCES INC 200.0 $5K $22.60
7951 PUT COUSINS PPTYS INC 200.0 $5K -300.0 -60.0% $22.57
7952 PUT AVEANNA HEALTHCARE HLDGS INC 700.0 $5K NEW $6.44
7953 PENG PENGUIN SOLUTIONS INC Technology 256.0 $5K -2K -90.4% $17.60 +274.9%
7954 AMZP KURV ETF TR 193.0 $5K NEW $23.34 +14.6%
7955 PUT BITWISE ETHEREUM ETF 300.0 $4K -12K -97.5% $15.00
7956 PUT GENCOR INDS INC 300.0 $4K NEW $15.00
7957 PUT PCB BANCORP 200.0 $4K NEW $22.49
7958 PUT NCINO INC 300.0 $4K -8K -96.5% $14.98
7959 LEMB ISHARES INC 110.0 $4K NEW $40.80 +3.9%
7960 PUT BACKBLAZE INC 1,300.0 $4K -700.0 -35.0% $3.45
Page 398 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%