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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 396 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7901 CALL CATHAY GEN BANCORP 100.0 $5K $49.86
7902 ACT ENACT HLDGS INC Financial Services 122.0 $5K +6.0 +5.2% $40.80 +14.1%
7903 CALL TIDAL TRUST III 200.0 $5K -300.0 -60.0% $24.87
7904 WFG WEST FRASER TIMBER LTD Basic Materials 76.0 $5K NEW $65.29 +9.8%
7905 CALL AMBER INTL HLDG LTD 2,100.0 $5K NEW $2.36
7906 CALL IHS HOLDING LIMITED 600.0 $5K -24K -97.6% $8.23
7907 ASLE AERSALE CORPORATION Industrials 794.0 $5K -938.0 -54.2% $6.22 -2.9%
7908 ATHM AUTOHOME INC Communication Services 284.0 $5K NEW $17.37 +25.5%
7909 CALL SEVEN HILLS REALTY TRUST 600.0 $5K +300.0 +100.0% $8.22
7910 CALL ZENTALIS PHARMACEUTICALS INC 2,100.0 $5K NEW $2.34
7911 PUT KITE REALTY GROUP TRUST 200.0 $5K -5K -96.4% $24.55
7912 SLDP SOLID POWER INC Industrials 1,633.0 $5K +633.0 +63.3% $3.00 -21.7%
7913 CALL CRESCENT CAP BDC INC 400.0 $5K +300.0 +300.0% $12.15
7914 ALGM ALLEGRO MICROSYSTEMS INC Technology 154.0 $5K NEW $31.53 +49.5%
7915 GEOS GEOSPACE TECHNOLOGIES CORP Energy 396.0 $5K -2K -80.2% $12.20 -44.4%
7916 PUT LUXEXPERIENCE BV 600.0 $5K -200.0 -25.0% $8.00
7917 SMIN ISHARES TR 80.0 $5K -20.0 -20.0% $59.95 +16.5%
7918 PUT PACER FDS TR 100.0 $5K $47.85
7919 UTWO RBB FD INC 99.0 $5K NEW $48.27 -0.5%
7920 CALL LENSAR INC 800.0 $5K NEW $5.96
Page 396 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%