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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 395 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7881 RSPT INVESCO EXCHANGE TRADED FD T 113.0 $5K NEW $45.26 +32.1%
7882 CMDY ISHARES U S ETF TR 86.0 $5K +54.0 +168.8% $59.42 -2.4%
7883 PUT LEGALZOOM COM INC 900.0 $5K -21K -95.9% $5.67
7884 OFIX ORTHOFIX MED INC Healthcare 444.0 $5K -5K -91.4% $11.47 +3.7%
7885 PUT VISTAGEN THERAPEUTICS INC 8,900.0 $5K -170K -95.0% $0.57
7886 SRVR PACER FDS TR 163.0 $5K +143.0 +715.0% $31.21 -2.9%
7887 PUT ORIC PHARMACEUTICALS INC 400.0 $5K NEW $12.67
7888 ITM VANECK ETF TRUST 109.0 $5K -93.0 -46.0% $46.42 +0.4%
7889 UBRL GRANITESHARES ETF TR 322.0 $5K NEW $15.71 -1.1%
7890 SVRA SAVARA INC Healthcare 926.0 $5K -8K -90.0% $5.46 +1.1%
7891 BIB PROSHARES TR 62.0 $5K +50.0 +416.7% $81.50 +22.4%
7892 YYY AMPLIFY ETF TR 458.0 $5K +312.0 +213.7% $11.03 +4.3%
7893 CALL THERMON GROUP HLDGS INC 100.0 $5K -1K -91.7% $50.40
7894 CALL JANUS DETROIT STR TR 100.0 $5K -500.0 -83.3% $50.37
7895 TTAM TITAN AMER SA Basic Materials 335.0 $5K NEW $14.98 +16.2%
7896 CGBD CARLYLE SECURED LENDING INC Financial Services 458.0 $5K +269.0 +142.3% $10.94 -2.2%
7897 MLR MILLER INDS INC TENN Consumer Cyclical 110.0 $5K NEW $45.55 +11.0%
7898 PANG THEMES ETF TR 645.0 $5K NEW $7.75 +333.4%
7899 CALL NEXPOINT RESIDENTIAL TR INC 200.0 $5K +100.0 +100.0% $25.00
7900 KRC KILROY REALTY CORP Real Estate 177.0 $5K NEW $28.21 +43.3%
Page 395 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%