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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 394 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7861 HDSN HUDSON TECHNOLOGIES INC Basic Materials 886.0 $5K -274.0 -23.6% $5.88 +6.7%
7862 PUT SUNCOKE ENERGY INC 800.0 $5K NEW $6.51
7863 FIDELITY COVINGTON TRUST 74.0 $5K NEW $70.35
7864 PUT TSS INC DEL 400.0 $5K -4K -90.9% $13.01
7865 FTCI FTC SOLAR INC Energy 1,375.0 $5K NEW $3.78 +4.5%
7866 CALL EMERA INC 100.0 $5K -800.0 -88.9% $51.87
7867 LBRDK LIBERTY BROADBAND CORP Communication Services 103.0 $5K NEW $50.29 -38.2%
7868 BSV VANGUARD BD INDEX FDS 66.0 $5K -20.0 -23.3% $78.41 -0.9%
7869 PUT WABASH NATL CORP 600.0 $5K +500.0 +500.0% $8.62
7870 PUT ASSOCIATED BANC-CORP 200.0 $5K -1K -87.5% $25.86
7871 CALL SUPERNUS PHARMACEUTICALS 100.0 $5K NEW $51.69
7872 PUT 1 800 FLOWERS COM INC 1,700.0 $5K -70K -97.6% $3.04
7873 AMWL AMERICAN WELL CORP Healthcare 982.0 $5K NEW $5.26 +146.2%
7874 CALL CALAVO GROWERS INC 200.0 $5K -1K -83.3% $25.79
7875 BTF VALKYRIE ETF TRUST II 269.0 $5K NEW $19.15 -9.9%
7876 PUT MARCUS CORP DEL 300.0 $5K -300.0 -50.0% $17.17
7877 CALL RANGER ENERGY SVCS INC 300.0 $5K +200.0 +200.0% $17.14
7878 AMPH AMPHASTAR PHARMACEUTICALS IN Healthcare 262.0 $5K NEW $19.59 +0.8%
7879 CALL BANK OF MARIN BANCORP 200.0 $5K NEW $25.63
7880 PUT TPG MTG INVTS TR INC 700.0 $5K +200.0 +40.0% $7.31
Page 394 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%