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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 392 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7821 NMR NOMURA HLDGS INC Financial Services 704.0 $6K -4K -85.1% $7.89 +19.2%
7822 CALL ASSEMBLY BIOSCIENCES INC 200.0 $6K -2K -92.0% $27.75
7823 PUT ANAPTYSBIO INC 100.0 $6K -5K -98.0% $55.46
7824 EYE NATIONAL VISION HLDGS INC Consumer Cyclical 214.0 $6K NEW $25.90 -20.0%
7825 VLN VALENS SEMICONDUCTOR LTD Technology 4,904.0 $6K -1K -21.9% $1.13 +51.3%
7826 CALL DR REDDYS LABS LTD 400.0 $6K NEW $13.85
7827 CALL CARTESIAN THERAPEUTICS INC 900.0 $6K NEW $6.15
7828 CALL PHIBRO ANIMAL HEALTH CORP 100.0 $6K $55.31
7829 NEON NEONODE INC Technology 3,949.0 $6K -24K -85.8% $1.40 -38.5%
7830 CALL WHITEHAWK THERAPEUTICS INC 1,600.0 $6K +300.0 +23.1% $3.45
7831 CALL HYPERFINE INC 5,100.0 $6K -10K -66.7% $1.08
7832 SEVN SEVEN HILLS REALTY TRUST Real Estate 668.0 $5K -573.0 -46.2% $8.22 +3.8%
7833 CALL TRIPLEPOINT VENTURE GROWTH B 1,100.0 $5K NEW $4.99
7834 CALL CPI AEROSTRUCTURES INC 1,400.0 $5K -4K -73.1% $3.92
7835 CALL CARECLOUD INC 1,500.0 $5K -4K -75.0% $3.65
7836 CALL ORGANOGENESIS HLDGS INC 2,300.0 $5K +2K +228.6% $2.37
7837 APOG APOGEE ENTERPRISES INC Industrials 162.0 $5K NEW $33.54 +22.3%
7838 CALL DOUBLELINE INCOME SOLUTIONS 500.0 $5K -800.0 -61.5% $10.83
7839 PUT DOUBLELINE INCOME SOLUTIONS 500.0 $5K -3K -86.1% $10.83
7840 CALL OCEANFIRST FINL CORP 300.0 $5K +200.0 +200.0% $18.04
Page 392 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%