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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 391 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7801 CALL MOELIS & CO 100.0 $6K -2K -95.2% $57.00
7802 PUT PROCORE TECHNOLOGIES INC 100.0 $6K -1K -91.7% $57.00
7803 PUT BLUE BIRD CORP 100.0 $6K -1K -92.3% $56.79
7804 PUT FEDERATED HERMES INC 100.0 $6K NEW $56.71
7805 MNTK MONTAUK RENEWABLES INC Utilities 4,915.0 $6K NEW $1.15 +40.0%
7806 CALL HAEMONETICS CORP MASS 100.0 $6K -6K -98.3% $56.36
7807 IYRI NEOS ETF TRUST 119.0 $6K -151.0 -55.9% $47.29 +6.8%
7808 CALL JADE BIOSCIENCES INC 400.0 $6K +200.0 +100.0% $14.05
7809 PUT ARS PHARMACEUTICALS INC 700.0 $6K -38K -98.2% $8.03
7810 CALL FIRST BANCORP INC ME 200.0 $6K $28.03
7811 DBEU DBX ETF TR 115.0 $6K NEW $48.71 +9.5%
7812 HAIN HAIN CELESTIAL GROUP INC Consumer Defensive 8,020.0 $6K -17K -68.2% $0.70 -19.7%
7813 CALL RADNET INC 100.0 $6K -400.0 -80.0% $55.89
7814 PUT RADNET INC 100.0 $6K -21K -99.5% $55.89
7815 PUT HONEST CO INC 1,900.0 $6K -600.0 -24.0% $2.94
7816 PUT AMERICAN HOMES 4 RENT 200.0 $6K -11K -98.3% $27.92
7817 PUT OCTAVE SPECIALTY GROUP INC 1,200.0 $6K -5K -80.7% $4.65
7818 PUT 1ST FINL BANCORP 200.0 $6K NEW $27.88
7819 LMNR LIMONEIRA CO Consumer Defensive 415.0 $6K -5K -91.8% $13.42 +1.1%
7820 CMP COMPASS MINERALS INTL INC Basic Materials 238.0 $6K +134.0 +128.8% $23.35 +26.2%
Page 391 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%