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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 390 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7781 PUT ESSENT GROUP LTD 100.0 $6K -100.0 -50.0% $58.44
7782 CALL BARRETT BUSINESS SVCS INC 200.0 $6K NEW $29.18
7783 PUT PRENETICS GLOBAL LTD 300.0 $6K NEW $19.32
7784 PUT CNB FINL CORP PA 200.0 $6K -500.0 -71.4% $28.96
7785 PUT UMH PPTYS INC 400.0 $6K -3K -87.5% $14.43
7786 BZ KANZHUN LIMITED Industrials 431.0 $6K -3K -87.2% $13.39 +11.4%
7787 GETY GETTY IMAGES HOLDINGS INC Communication Services 7,261.0 $6K -26K -78.3% $0.79 -34.9%
7788 CALL VIVOPOWER PLC 2,500.0 $6K -9K -77.9% $2.30
7789 PNR PENTAIR PLC Industrials 66.0 $6K -1K -95.2% $87.11 -28.3%
7790 PUT VANECK BITCOIN ETF 300.0 $6K +100.0 +50.0% $19.16
7791 CALL VERU INC 2,600.0 $6K -5K -63.9% $2.21
7792 ENTA ENANTA PHARMACEUTICALS INC Healthcare 455.0 $6K -467.0 -50.6% $12.63 +8.8%
7793 CALL LIFETIME BRANDS INC 1,000.0 $6K NEW $5.74
7794 PUT MAXEON SOLAR TECHNOLOGIES LT 3,800.0 $6K NEW $1.51
7795 CALL BEAM GLOBAL 3,900.0 $6K -42K -91.6% $1.47
7796 MSM MSC INDL DIRECT INC Industrials 62.0 $6K -134.0 -68.4% $92.26 +35.2%
7797 CALL BRILLIANT EARTH GROUP INC 4,300.0 $6K -1K -20.4% $1.33
7798 COYY GRANITESHARES ETF TR 1,335.0 $6K -5K -77.8% $4.28 +313.3%
7799 STVN STEVANATO GROUP S P A Healthcare 415.0 $6K +346.0 +501.4% $13.75 +39.4%
7800 NXRT NEXPOINT RESIDENTIAL TR INC Real Estate 228.0 $6K -24K -99.1% $25.00 +6.4%
Page 390 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%