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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 389 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7761 CALL FIRST AMERN FINL CORP 100.0 $6K -3K -97.1% $60.29
7762 CALL GETTY IMAGES HOLDINGS INC 7,600.0 $6K +2K +31.0% $0.79
7763 CALL DOLBY LABORATORIES INC 100.0 $6K NEW $60.06
7764 CALL INDEPENDENCE RLTY TR INC 400.0 $6K +100.0 +33.3% $14.89
7765 STANDARDAERO INC 230.0 $6K -7K -96.7% $25.83
7766 TSMG THEMES ETF TR 215.0 $6K NEW $27.59 +25.6%
7767 PUT NAKAMOTO INC 26,800.0 $6K -592K -95.7% $0.22
7768 PUT SIMULATIONS PLUS INC 500.0 $6K NEW $11.82
7769 CALL ALLIENT INC 100.0 $6K $59.09
7770 OCULIS HOLDING AG 222.0 $6K NEW $26.59
7771 SARK INVESTMENT MANAGERS SER TR I 178.0 $6K NEW $33.13 -13.0%
7772 PUT MADISON SQUARE GARDEN ENTMT 100.0 $6K -300.0 -75.0% $58.91
7773 PUT BAKKT INC 800.0 $6K -5K -86.0% $7.36
7774 TLYS TILLYS INC Consumer Cyclical 1,451.0 $6K -2K -55.7% $4.05 -2.2%
7775 ISHARES TR 127.0 $6K +63.0 +98.4% $46.23
7776 CALL GRANITE RIDGE RESOURCES INC 1,000.0 $6K +700.0 +233.3% $5.87
7777 CALL COMMUNITY FINANCIAL SYSTEM I 100.0 $6K NEW $58.65
7778 YATSEN HLDG LTD 1,900.0 $6K NEW $3.08
7779 CALL TXNM ENERGY INC 100.0 $6K -5K -98.1% $58.46
7780 CALL TELECOM ARGENTINA SA 500.0 $6K +200.0 +66.7% $11.69
Page 389 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%