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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 384 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7661 DORM DORMAN PRODS INC Consumer Cyclical 67.0 $7K NEW $104.36 +36.0%
7662 CALL DOCEBO INC 400.0 $7K -1K -71.4% $17.47
7663 DAIO DATA I O CORP Technology 2,759.0 $7K +827.0 +42.8% $2.53 +32.4%
7664 PUT AUTOHOME INC 400.0 $7K NEW $17.37
7665 OFS OFS CAP CORP Financial Services 1,951.0 $7K +2K +1293.6% $3.55 -1.4%
7666 CALC CALCIMEDICA INC Healthcare 12,816.0 $7K NEW $0.54 +36.2%
7667 PUT TRAVEL PLUS LEISURE CO 100.0 $7K NEW $69.19
7668 FEIM FREQUENCY ELECTRS INC Technology 156.0 $7K -80.0 -33.9% $44.26 +48.9%
7669 PRENETICS GLOBAL LTD 356.0 $7K NEW $19.32
7670 RXL PROSHARES TR 150.0 $7K NEW $45.85 +18.4%
7671 PUT SONIC AUTOMOTIVE INC 100.0 $7K NEW $68.56
7672 NOTV INOTIV INC Healthcare 25,074.0 $7K +21K +471.9% $0.27 -94.7%
7673 GENC GENCOR INDS INC Industrials 456.0 $7K +192.0 +72.7% $15.00 +7.1%
7674 PUT TETRA TECHNOLOGIES INC DEL 800.0 $7K -100K -99.2% $8.52
7675 PUT XBIOTECH INC 2,900.0 $7K +2K +123.1% $2.35
7676 CALL COMPANIA CERVECERIAS UNIDAS 600.0 $7K +200.0 +50.0% $11.35
7677 PUT CLARUS CORP NEW 2,500.0 $7K +1K +92.3% $2.72
7678 PUT HEALTHCARE RLTY TR 400.0 $7K +100.0 +33.3% $16.99
7679 CALL TANGER INC 200.0 $7K -500.0 -71.4% $33.98
7680 PUT TANGER INC 200.0 $7K -1K -85.7% $33.98
Page 384 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%