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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 381 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7601 CALL ZEVIA PBC 6,400.0 $7K -2K -28.1% $1.17
7602 AGNG GLOBAL X FDS 210.0 $7K +192.0 +1066.7% $35.60 +3.1%
7603 PUT CUMBERLAND PHARMACEUTICALS I 2,300.0 $7K NEW $3.25
7604 ARX ACCELERANT HOLDINGS Financial Services 558.0 $7K -1K -64.3% $13.36 +1.2%
7605 PUT GENPACT LIMITED 200.0 $7K -21K -99.0% $37.25
7606 CALL KAZIA THERAPEUTICS LTD 1,000.0 $7K NEW $7.44
7607 EFV ISHARES TR 100.0 $7K NEW $74.34 +5.6%
7608 RANI RANI THERAPEUTICS HLDGS INC Healthcare 10,101.0 $7K NEW $0.73 -5.1%
7609 PUT ENTRAVISION COMMUNICATIONS C 2,500.0 $7K NEW $2.97
7610 MLI MUELLER INDS INC Industrials 67.0 $7K -2K -96.4% $110.79 -46.6%
7611 RDVT RED VIOLET INC Technology 214.0 $7K -162.0 -43.1% $34.60 +88.5%
7612 SKILLZ INC 2,852.0 $7K NEW $2.59
7613 FELE FRANKLIN ELEC INC Industrials 80.0 $7K +55.0 +220.0% $92.16 +14.6%
7614 PUT SPECTRUM BRANDS HOLDINGS INC 100.0 $7K NEW $73.70
7615 INVESTMENT MANAGERS SER TR I 512.0 $7K NEW $14.39
7616 PUT AMERICAN WELL CORP 1,400.0 $7K -16K -91.9% $5.26
7617 MONEYHERO LIMITED 5,573.0 $7K NEW $1.32
7618 PUT TRANSCAT INC 100.0 $7K NEW $73.45
7619 CDP COPT DEFENSE PROPERTIES Real Estate 240.0 $7K -909.0 -79.1% $30.60 +22.8%
7620 RWT REDWOOD TRUST INC Real Estate 1,308.0 $7K -870.0 -39.9% $5.61 -8.7%
Page 381 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%