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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 374 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7461 CAE CAE INC Industrials 338.0 $9K -304.0 -47.4% $26.05 -5.2%
7462 PUT CHIMERA INVT CORP 700.0 $9K -8K -91.5% $12.55
7463 SOLARIS RES INC 1,024.0 $9K -4K -81.4% $8.58
7464 CALL REVVITY INC 100.0 $9K -5K -98.2% $87.61
7465 PUT REVVITY INC 100.0 $9K -3K -96.9% $87.61
7466 QQQY TIDAL TRUST II 422.0 $9K +19.0 +4.7% $20.66 +8.5%
7467 LEA LEAR CORP Consumer Cyclical 72.0 $9K NEW $121.07 +17.1%
7468 CALL NCR ATLEOS CORPORATION 200.0 $9K -6K -96.9% $43.58
7469 PUT PENTAIR PLC 100.0 $9K -2K -94.4% $87.11
7470 NIQ GLOBAL INTELLIGENCE PLC 766.0 $9K NEW $11.37
7471 CALL CONDUENT INC 6,800.0 $9K -3K -27.7% $1.28
7472 PUT RUSH STREET INTERACTIVE INC 400.0 $9K -900.0 -69.2% $21.75
7473 INVESTMENT MANAGERS SER TR I 1,024.0 $9K NEW $8.46
7474 NOAH NOAH HLDGS LTD Financial Services 875.0 $9K +860.0 +5733.3% $9.90 -10.2%
7475 PUT MEIRAGTX HLDGS PLC 1,000.0 $9K $8.66
7476 CALL CONNECT BIOPHARMA HLDGS LTD 3,300.0 $9K +3K +560.0% $2.62
7477 CALL CODEXIS INC 5,300.0 $9K +100.0 +1.9% $1.63
7478 PUT ALARM COM HLDGS INC 200.0 $9K NEW $43.19
7479 TIDAL TRUST II 573.0 $9K NEW $15.06
7480 AMRX AMNEAL PHARMACEUTICALS INC Healthcare 693.0 $9K NEW $12.43 +43.6%
Page 374 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%