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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 372 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7421 PUT AMTECH SYS INC 800.0 $9K NEW $11.68
7422 PUT TALKSPACE INC 1,800.0 $9K +2K +1700.0% $5.17
7423 PUT AXCELIS TECHNOLOGIES INC 100.0 $9K -2K -95.7% $93.08
7424 CALL HARBOR ETF TRUST 300.0 $9K NEW $31.01
7425 CALL KARTOON STUDIOS INC. 14,900.0 $9K +4K +40.6% $0.62
7426 CALL CENTURY THERAPEUTICS INC 4,100.0 $9K NEW $2.26
7427 CLFD CLEARFIELD INC Technology 350.0 $9K NEW $26.47 +15.8%
7428 CALL CHERRY HILL MTG INVT CORP 3,700.0 $9K +500.0 +15.6% $2.50
7429 PUT GOLDMAN SACHS PHYSICAL GOLD 200.0 $9K -2K -90.9% $46.19
7430 PUT OFS CAP CORP 2,600.0 $9K NEW $3.55
7431 CALL WESTWATER RES INC 14,100.0 $9K -41K -74.5% $0.65
7432 CALL FRANKLIN ELEC INC 100.0 $9K NEW $92.17
7433 CALL MAMAS CREATIONS INC 600.0 $9K $15.34
7434 PUT SKYWEST INC 100.0 $9K NEW $91.83
7435 PFFD GLOBAL X FDS 499.0 $9K -18.0 -3.5% $18.40 +1.0%
7436 CALL LIQUIDITY SVCS INC 300.0 $9K +100.0 +50.0% $30.57
7437 PUT UNIVERSAL DISPLAY CORP 100.0 $9K -300.0 -75.0% $91.66
7438 INVESTMENT MANAGERS SER TR I 408.0 $9K +212.0 +108.2% $22.42
7439 TIPX SPDR SERIES TRUST 476.0 $9K -327.0 -40.7% $19.19 -2.1%
7440 PUT ORION S.A. 1,400.0 $9K +100.0 +7.7% $6.50
Page 372 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%